Advisor Moves

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Raymond James adds advisor managing $350 million at UBS
NEWS BROKER DEALERS MAR 07, 2023
Raymond James adds advisor managing $350 million at UBS

Richard Weisberg will operate as Weisberg Wealth Management in Naples, Florida.

Wells Fargo advisors with $1.45 billion in assets go independent with LPL
NEWS BROKER DEALERS MAR 06, 2023
Wells Fargo advisors with $1.45 billion in assets go independent with LPL

The core group of Angie Ostendarp, Jordan Raniszeski and Mary Sherrill Ware is joined by Mitch Mayfield and Jeff Vandiver.

LPL nabs advisor managing $300 million from Valic
NEWS BROKER DEALERS MAR 02, 2023
LPL nabs advisor managing $300 million from Valic

Timothy Lanier’s firm in Neptune Beach, Florida, focuses on serving doctors and health care executives.

UBS adds pair of Merrill advisors managing $640 million
NEWS WIREHOUSES MAR 01, 2023
UBS adds pair of Merrill advisors managing $640 million

Brian Mariash, James Lowther and their team will operate as Mariash Lowther Wealth Management in Sarasota, Florida.

LPL adds Merrill advisor managing $300 million
NEWS BROKER DEALERS FEB 28, 2023
LPL adds Merrill advisor managing $300 million

Irvine, California-based Eric Gallinger is affiliating with LPL through Stratos Wealth Partners.

Morgan Stanley team with $715 million joins Americana Partners
NEWS WIREHOUSES FEB 27, 2023
Morgan Stanley team with $715 million joins Americana Partners

The team of eight in Midland, Texas, was brought to Americana by Dynasty Financial Partners.

Merrill advisor with $440 million in assets affiliates with LPL
NEWS BROKER DEALERS FEB 27, 2023
Merrill advisor with $440 million in assets affiliates with LPL

Thom Maher is launching a firm, Maher Wealth Management, in Phoenix.

Sanctuary Wealth adds $1.5 billion Merrill team
NEWS WIREHOUSES FEB 24, 2023
Sanctuary Wealth adds $1.5 billion Merrill team

Chappell Wealth Management is based in The Woodlands, Texas.

Raymond James nabs $680 million team from UBS
NEWS BROKER DEALERS FEB 14, 2023
Raymond James nabs $680 million team from UBS

The four advisors operate as Momentum Wealth Partners in Akron, Ohio.

LPL adds New Mexico firm managing $225 million from Voya
NEWS BROKER DEALERS FEB 13, 2023
LPL adds New Mexico firm managing $225 million from Voya

Albuquerque-based Legacy Financial Group was founded in 1995 by Cris Giron and Eddie Fernandez.

Alex. Brown nabs Florida advisor managing $250 million at Merrill
NEWS BROKER DEALERS FEB 02, 2023
Alex. Brown nabs Florida advisor managing $250 million at Merrill

Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.

LPL adds Texas advisor managing $180 million
NEWS BROKER DEALERS JAN 30, 2023
LPL adds Texas advisor managing $180 million

Jonathan Blakelock and six staff members are joining LPL from Ameriprise and will operate as Blakelock Financial Group in Kingwood.

UBS adds two teams from Merrill Lynch
NEWS WIREHOUSES JAN 27, 2023
UBS adds two teams from Merrill Lynch

The Klinger Quan Group, which manages more than $1.3 billion, joins in San Francisco, while David Sacharko and Sean Siana, with $340 million, join in Hartford, Connecticut.

Team of women managing $435 million join Raymond James from UBS
NEWS BROKER DEALERS JAN 26, 2023
Team of women managing $435 million join Raymond James from UBS

Jeanne Eisele, Mary Gilbert and Leanne Gray operate as Anchor Financial in Linwood, New Jersey.

Commonwealth adds $230 million team from Advisor Group
NEWS BROKER DEALERS JAN 24, 2023
Commonwealth adds $230 million team from Advisor Group

Michael Critchfield and Matthew DiGiacomo operate as Core Financial Group in Yuba City, California.

Recruiting takes a hit in 2022, with moves down 5.3% from 2021
NEWS RIAS JAN 23, 2023
Recruiting takes a hit in 2022, with moves down 5.3% from 2021

On net, the RIA channel gained 1,097 advisors and independent broker-dealers gained 923, while 1,291 advisors on net left wirehouses.

Two teams of advisors join LPL employee channel
NEWS ADVISOR MOVES JAN 23, 2023
Two teams of advisors join LPL employee channel

The advisors service a combined $275 million in client assets.

Commonwealth recruits $1 billion team from Edward Jones
NEWS RIAS JAN 17, 2023
Commonwealth recruits $1 billion team from Edward Jones

Temple, Texas-based Cedarwood Financial Partners specializes in retirement planning services.

Team managing $300 million at Securities America joins LPL
NEWS BROKER DEALERS JAN 12, 2023
Team managing $300 million at Securities America joins LPL

Vancouver, Washington-based advisors Eric Fenton and Rodney Wangler founded their firm in 2001.

Edward Jones advisor managing $256 million joins Raymond James
NEWS RIAS JAN 10, 2023
Edward Jones advisor managing $256 million joins Raymond James

Bryan Cernicek, who leads the Cernicek wealth management team, is joining the firm’s employee advisor channel in St. Louis.