Advisor Moves

Displaying 754 results
Merrill duo managing $350 million moves to UBS
NEWS RIAS OCT 13, 2022
Merrill duo managing $350 million moves to UBS

Howard Woo, Luke Schell make the wirehouse switch in Irvine, California, and operate as Sequoia Partners.

Baird team managing $2.9 billion jumps to Raymond James
NEWS RIAS OCT 11, 2022
Baird team managing $2.9 billion jumps to Raymond James

The eight-adviser group, which operates as The Wise Investor Group of Raymond James in Reston, Virginia, joins the firm's employee channel.

Four Raymond James reps managing $375 million go indie with LPL
NEWS RIAS OCT 11, 2022
Four Raymond James reps managing $375 million go indie with LPL

The managing partners of The Albany Group, which is based in Decatur, Alabama, use LPL's services for breakaway brokers.

Edward Jones adviser managing $331 million opts for Ameriprise
NEWS RIAS OCT 11, 2022
Edward Jones adviser managing $331 million opts for Ameriprise

Cate Grinney forms all-female indie firm in Fairbault, Minnesota, and affiliates with the independent channel of Ameriprise.

Billion-dollar Merrill team bolts
NEWS RIAS OCT 11, 2022
Billion-dollar Merrill team bolts

Trio of advisers launch Beverly Hills Private Wealth as an independent registered investment adviser and selects Goldman as custodian.

Morgan Stanley advisers managing $1.4 billion move to UBS
NEWS RIAS OCT 07, 2022
Morgan Stanley advisers managing $1.4 billion move to UBS

Two soloists and a team make the switch in Northern California.

Billion-dollar Merrill rep goes indie with LPL
NEWS WIREHOUSES OCT 06, 2022
Billion-dollar Merrill rep goes indie with LPL

Alexander Guiliano is launching Resonate Wealth in Ridgewood, New Jersey, along with two staffers.

Billion-dollar Merrill team joins Raymond James
NEWS RIAS OCT 04, 2022
Billion-dollar Merrill team joins Raymond James

Four-adviser group in Novi, Michigan, moves to the firm’s employee channel and will now operate as Stone Manor Wealth Advisors of Raymond James.

Team managing $300 million moves from Cambridge to LPL
NEWS RIAS OCT 03, 2022
Team managing $300 million moves from Cambridge to LPL

Florham Park, New Jersey-based Bodnar Financial Advisors develops financial strategies for major life events including marriage, kids, death, divorce and retirement.

CIBC adviser managing $400 million joins Stratos
NEWS RIAS SEP 28, 2022
CIBC adviser managing $400 million joins Stratos

Kenneth Gimbel specializes in developing specifically tailored asset management programs for large and complex trusts and investment relationships.

UBS nabs Merrill advisers managing $1.3 billion
NEWS RIAS SEP 28, 2022
UBS nabs Merrill advisers managing $1.3 billion

Three make the switch in New York City and two will be based in Paramus, New Jersey.

10 advisers managing $2.85 billion join UBS from Merrill
NEWS RIAS SEP 27, 2022
10 advisers managing $2.85 billion join UBS from Merrill

The advisers, who work with high- and ultra-high-net-worth families and institutions, join the firm in Washington, D.C.

North Carolina team managing $380 million joins LPL from Truist
NEWS BROKER DEALERS SEP 26, 2022
North Carolina team managing $380 million joins LPL from Truist

Benjamin Link and Steve Sexton, who are forming Vero Wealth Management in Greensboro, are the 25th team to join LPL’s Linsco platform.

RBC adds $1 billion group from J.P. Morgan
NEWS ADVISOR MOVES SEP 20, 2022
RBC adds $1 billion group from J.P. Morgan

The Nolan Group, a father-son team, will join RBC’s New York City office.

Mariner Wealth Advisors buying $256 million Pittsburgh-based firm
NEWS RIAS SEP 20, 2022
Mariner Wealth Advisors buying $256 million Pittsburgh-based firm

Executive Wealth Counselors will assume the Mariner name when the deal closes at the end of the month.

Women-led $340 million team pivots to LPL from Ameriprise
NEWS RIAS SEP 20, 2022
Women-led $340 million team pivots to LPL from Ameriprise

Rubino Skedsvold Moran & Associates, which is based in Portland, Oregon, will use the firm’s RIA and custodial platforms.

B. Riley nabs Alex. Brown adviser managing $325 million
NEWS ADVISOR MOVES SEP 19, 2022
B. Riley nabs Alex. Brown adviser managing $325 million

Jay Murphy joins wealth management office in Boston financial district as a senior managing director of investments. 

Duo managing $298 million at Wintrust shift to Baird
NEWS RIAS SEP 14, 2022
Duo managing $298 million at Wintrust shift to Baird

Scott Park and Aimee Morrin join firm’s Oak Brook, Illinois, office.

Morgan Stanley adviser managing $185 million joins Ameriprise
NEWS WIREHOUSES SEP 14, 2022
Morgan Stanley adviser managing $185 million joins Ameriprise

Kim Garrison is moving to the firm's employee channel in Springfield, Missouri.

Wells Fargo team managing $300 million leaves for LPL
NEWS ADVISOR MOVES SEP 13, 2022
Wells Fargo team managing $300 million leaves for LPL

The father-daughter team of Tom Kelly and Maureen Kelly in Lynwood, Washington, have moved to the Linsco employee channel at LPL Financial.