Advisor Moves

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Raymond James nabs Edward Jones adviser managing $275 million in California
NEWS ADVISOR MOVES MAR 23, 2022
Raymond James nabs Edward Jones adviser managing $275 million in California

Amy Wasser and her team operate as Wasser Wealth Management, which is based in Pleasant Hill.

Avantax adds $200 million LPL team in Las Vegas
NEWS BROKER DEALERS MAR 23, 2022
Avantax adds $200 million LPL team in Las Vegas

Sullivan Financial’s Tom Sullivan had been affiliated with LPL for 24 years.

LPL nabs $345 million California team from Wells Fargo
NEWS BROKER DEALERS MAR 22, 2022
LPL nabs $345 million California team from Wells Fargo

Pasadena-based Floe Financial Partners had been affiliated with LPL prior to joining Wells Fargo in 2012.

Raymond James adds Morgan Stanley duo managing $175 million
NEWS RIAS MAR 22, 2022
Raymond James adds Morgan Stanley duo managing $175 million

Naples, Florida-based John Patat and Joel Gravina will operate as Focus Wealth Management of Raymond James.

Wells Fargo team managing $275 million moves to Baird
NEWS BROKER DEALERS MAR 21, 2022
Wells Fargo team managing $275 million moves to Baird

The three-person Arnold & Tai Group is joining the firm in Denver.

Fired Merrill broker who threw smoothie lands at Aegis Capital
NEWS PRACTICE MANAGEMENT MAR 17, 2022
Fired Merrill broker who threw smoothie lands at Aegis Capital

James Iannazzo, 48, was arrested in January, faces three charges and is seeking probation.

Raymond James adds Wells duo managing $350 million
NEWS BROKER DEALERS MAR 16, 2022
Raymond James adds Wells duo managing $350 million

Houston-based advisers Brandon Glasscock and Mandy Haskell are joining the firm’s independent adviser channel.

Raymond James nabs Edward Jones adviser managing $207 million in Texas
NEWS BROKER DEALERS MAR 15, 2022
Raymond James nabs Edward Jones adviser managing $207 million in Texas

Lance Murphy, who's based in Houston, has 26 years of experience, much of it with asset management companies.

LPL adds $210 million all-woman team from Voya
NEWS BROKER DEALERS MAR 14, 2022
LPL adds $210 million all-woman team from Voya

Kristi Turchan and Debbie Verker operate as Ascend Wealth Management in Grand Rapids, Michigan.

Raymond James lands $220 million team from RBC
NEWS BROKER DEALERS MAR 10, 2022
Raymond James lands $220 million team from RBC

Father-and-son team of James and Christopher Domgard operate as Capital Private Wealth in Lincoln, Nebraska.

Wells Fargo duo managing $210 million go to LPL
NEWS ADVISOR MOVES MAR 09, 2022
Wells Fargo duo managing $210 million go to LPL

Brothers Blake and Drew Turner are joining the firm's Linsco employee channel in Atlanta.

RBC hires UBS adviser with $270 million in assets
NEWS PRACTICE MANAGEMENT MAR 08, 2022
RBC hires UBS adviser with $270 million in assets

Ryan McHugh and his team will join RBC's branch in Bend, Oregon.

Firms overseeing $721 million join AmeriFlex
NEWS RIAS MAR 01, 2022
Firms overseeing $721 million join AmeriFlex

The addition of Pilkington Financial and Planning Resources in Colorado and Summit Financial in California brings AmeriFlex's total assets under administration to more than $5.6 billion.

Edward Jones rep managing $156 million goes indie with Raymond James
NEWS ADVISOR MOVES FEB 28, 2022
Edward Jones rep managing $156 million goes indie with Raymond James

Terry Estes joins Freedom Street Partners, a partnership of independent advisers affiliated with Raymond James Financial Services Inc.

Cetera wins $59 million program at Kentucky credit union
NEWS BROKER DEALERS FEB 25, 2022
Cetera wins $59 million program at Kentucky credit union

Abound Credit Union was formerly affiliated with CUNA Brokerage Services.

Raymond James nabs $220 million Edward Jones rep
NEWS ADVISOR MOVES FEB 22, 2022
Raymond James nabs $220 million Edward Jones rep

Jennifer Main joins Raymond James & Associates – the firm's employee advisory channel in Oskaloosa, Iowa.

Adviser managing $155 million switches from Ameriprise to SagePoint
NEWS ADVISOR MOVES FEB 22, 2022
Adviser managing $155 million switches from Ameriprise to SagePoint

Divorce-related issues are specialty of Rehoboth, Massachusetts-based Lars Lambrecht.

RBC rep managing $460 million moves to Raymond James
NEWS ADVISOR MOVES FEB 17, 2022
RBC rep managing $460 million moves to Raymond James

Matt Vanden Heuvel and his team operate as Vanden Heuvel Wealth Management of Raymond James in Appleton, Wisconsin.

Duo managing $320 million moves to LPL from Securities America
NEWS ADVISOR MOVES FEB 15, 2022
Duo managing $320 million moves to LPL from Securities America

The Altamonte Springs, Florida-based team is using the services of Synergy Wealth Alliance, an OSJ affiliated with LPL.

Mariner Wealth to acquire $527 million Florida firm
NEWS ADVISOR MOVES FEB 15, 2022
Mariner Wealth to acquire $527 million Florida firm

Arbor Wealth Management, which is based in Miramar Beach, will assume the Mariner name at the end of February.