But advisors who want crypto ETFs are waiting for spot products, observers say.
Regal Assets and its owners pilfered $21 million from clients, the CFTC and California DFPI allege.
Members of the House Financial Services Committee spent hours criticizing or praising the SEC's work under Chair Gensler.
Former RIA owner is on a mission to help make financial services less male, white and straight.
It could take a while for ESG to become more widely available in 401(k)s, even if the political focus on it dies down.
Brenda Morris does what she can to minimize investments that exploit animals, while still providing diversified portfolios.
Major regulations and legislation made headlines, and big asset managers faced protests over fossil fuels.
Law firm Lieff Cabraser is reportedly busy sending letters to plan sponsors.
After GTCR's 2020 deal for a portion of the RIA, additional private equity money will help the firm continue its buying streak.
New research shows tactics like getting the attention of larger investors and pressuring companies to do better than their competitors can have the most impact.
