Steve Randall

Steve Randall
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Firm that lost $6.6M client funds in cyber incidents settles charges with SEC
NEWS INDUSTRY NEWS AUG 21, 2024
Firm that lost $6.6M client funds in cyber incidents settles charges with SEC

Clients were reimbursed despite only partial recovery of the lost funds.

More Americans expected to live to 100 or more; how can advisors serve them better?
RETIREMENT RETIREMENT PLANNING AUG 21, 2024
More Americans expected to live to 100 or more; how can advisors serve them better?

Edward Jones advisor Matthew Myre shares his insights with InvestmentNews.

Wisconsin $120M advisor joins established Ameriprise independent practice
NEWS ADVISOR MOVES AUG 20, 2024
Wisconsin $120M advisor joins established Ameriprise independent practice

Move from Raymond James follows consideration of several broker-dealers.

Cutting back is the new splashing out as American reach 'peak price rises'
NEWS INDUSTRY NEWS AUG 20, 2024
Cutting back is the new splashing out as American reach 'peak price rises'

Thriftiness is impacting everything from grocery shopping to a cup of joe.

Northern Trust partners with fintech to help kids of HNW clients learn financial literacy
NEWS INDUSTRY NEWS AUG 20, 2024
Northern Trust partners with fintech to help kids of HNW clients learn financial literacy

Platform encourages families to take meaningful steps in financial education.

Morgan Stanley team joins NewEdge Wealth in Allentown
NEWS ADVISOR MOVES AUG 19, 2024
Morgan Stanley team joins NewEdge Wealth in Allentown

It's the second expansion of the firm’s network announced in the last week.

Woman charged over alleged Elvis Presley loan fraud scheme  
NEWS INDUSTRY NEWS AUG 19, 2024
Woman charged over alleged Elvis Presley loan fraud scheme  

Legendary Graceland home faced foreclosure amid loan repayment demand.

NEWS INDUSTRY NEWS AUG 16, 2024
Retail brokerage, wealth management firms to face continued pressure on margins

Fitch says that strong performance remains offset by higher costs.

Fincentric merges with former InvestCloud CEO’s firm, plans expansion
NEWS INDUSTRY NEWS AUG 16, 2024
Fincentric merges with former InvestCloud CEO’s firm, plans expansion

Private equity firm Stellex Capital and Communify acquire firm from S&P Global.

SEC fines 26 firms a combined $390M for recordkeeping failures
NEWS INDUSTRY NEWS AUG 15, 2024
SEC fines 26 firms a combined $390M for recordkeeping failures

Firms that self-reported their violations will pay less than they would have done.