Steve Randall

Steve Randall
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It's Whistleblower Appreciation Day, celebrating the 246th anniversary of legislation
NEWS INDUSTRY NEWS JUL 30, 2024
It's Whistleblower Appreciation Day, celebrating the 246th anniversary of legislation

IRS says whistleblowers remain essential to maintaining compliance.

What's the most popular private equity sub-strategy, according to advisors?
NEWS INDUSTRY NEWS JUL 29, 2024
What's the most popular private equity sub-strategy, according to advisors?

Latest data highlights clients' preference in the small-but-growing PE space.

Bank employees spend hours searching for compliance documents
NEWS INDUSTRY NEWS JUL 29, 2024
Bank employees spend hours searching for compliance documents

It adds up to millions of dollars in lost time for financial institutions.

More 401(k) investors 'very likely' to reach retirement goals, says Schwab
RETIREMENT RETIREMENT PLANNING JUL 26, 2024
More 401(k) investors 'very likely' to reach retirement goals, says Schwab

Annual retirement survey shows improvement, but percentage is less than half.

Don't muzzle whistleblowers with broad NDAs, CFPB warns firms
NEWS REGULATION AND LEGISLATION JUL 26, 2024
Don't muzzle whistleblowers with broad NDAs, CFPB warns firms

The bureau has told law enforcement and regulators to look for potential lawbreaking.

Merrill partners with sports education brand for financial awareness program
NEWS INDUSTRY NEWS JUL 26, 2024
Merrill partners with sports education brand for financial awareness program

Student athletes and their families will receive education, resources.

Hundreds of Finra member firms join remote inspections pilot
NEWS REGULATION AND LEGISLATION JUL 25, 2024
Hundreds of Finra member firms join remote inspections pilot

Large firms are more likely than small ones to have signed up.

Wall Street veteran, NBA Hall of Famer, unite for athlete-focused platform
NEWS INDUSTRY NEWS JUL 25, 2024
Wall Street veteran, NBA Hall of Famer, unite for athlete-focused platform

Athlete investors will have access to early-stage companies.

Half of real estate investors have lost $100K or more on a single asset
NEWS INDUSTRY NEWS JUL 24, 2024
Half of real estate investors have lost $100K or more on a single asset

Most who've put money into residential real estate have lost.

Credent Wealth Management secures strategic investment for expansion
NEWS INDUSTRY NEWS JUL 24, 2024
Credent Wealth Management secures strategic investment for expansion

Indiana headquartered $2.6B RIA gains funds to accelerate national spread.