The Seattle-based advisor will focus on retirement plans.
Following Cetera's announcement that it was going to buy Avantax, two ratings agencies put the debt of Cetera's parent, Aretec Group Inc., on review.
Aaron Cizon is launching Cizon Group Wealth Management in Greenville, South Carolina.
The California-based father-son team cite LPL’s resources for serving high-net-worth clients.
Waukesha, Wisconsin-based R&R Wealth aims to reach $1 billion in assets in next four years.
Anne Crabbe was formerly with firm in 2021.
Since its launch in 2009, CAIS has facilitated over $25 billion in transactions involving financial advisors.
Berthel Fisher has been known to sell a variety of alternative investments, which at times can be expensive and volatile.
The price tag Cetera paid for Avantax was 180% of its revenues last year, an unthinkable sum for a broker-dealer just a few years ago.
Michael and Wes Climer join Linsco by LPL Financial from Wells Fargo.
Barclays set a price target of $275 per share as it initiated coverage of LPL.
Deal affects almost 3,000 advisors working with $83.8 billion in client assets.
A new firm is born in Houston with Linsco by LPL Financial.
Labor Day weekend is a traditional time for financial advisors to leave one firm and be recruited by another.
North Carolina advisor team was previously affiliated with Securities America.
Arizona-based Validus Financial Associates is led by Ryan Kidd and Aaron Montez.
Scale offers the solutions, capital and expertise entrepreneurial financial advisors need to serve their clients with distinction and build strong businesses.
The three financial advisors and four associates join the firm from Avantax.
The firm, Wiley Bros.-Aintree Capital, is based in Nashville and has been in business since 1945.
Legacy Wealth Advisors was looking for an easier place to do business and differentiated service, founder Kevin Loyd said.
