Fintech

Displaying 4670 results
Brokers, advisers fall short in protecting clients from identity theft
YOUR PRACTICE FINTECH DEC 06, 2022
Brokers, advisers fall short in protecting clients from identity theft

The SEC finds that some firms use generic compliance programs that aren't tailored to the particular hacking dangers their accounts face.

Fintech startup launched by financial advisers lands $2.7 million in funding
YOUR PRACTICE FINTECH DEC 06, 2022
Fintech startup launched by financial advisers lands $2.7 million in funding

Seeds Investor, a software offering digital client assessment, automated portfolio construction and ongoing client engagement tools, has backing from funds linked to Stocktwits founder Howard Lindzon and Ritholtz Wealth Management.

Raymond James introduces data-driven actionable insights
YOUR PRACTICE FINTECH DEC 06, 2022
Raymond James introduces data-driven actionable insights

The application, called ‘Opportunities,’ is intended to prompt adviser-client communication.

ACA Group acquires Advanced Regulatory Compliance
YOUR PRACTICE FINTECH DEC 06, 2022
ACA Group acquires Advanced Regulatory Compliance

ARC, based in Beverly Hills, California, provides compliance solutions for registered investment advisory firms.

Fintech Bytes: RBC works with Salesforce, Wealthbox integrates with MaxMyInterest
YOUR PRACTICE FINTECH DEC 02, 2022
Fintech Bytes: RBC works with Salesforce, Wealthbox integrates with MaxMyInterest

A roundup of the week's top tech news, including MaxMyInterest integrating with Wealthbox, CapIntel's growth and Smarsh hiring new executives.

Naureen Hassan to oversee UBS Americas' digital-focused teams
YOUR PRACTICE FINTECH DEC 01, 2022
Naureen Hassan to oversee UBS Americas' digital-focused teams

The groups that Hassan will take responsibility for were previously part of the global wealth-management operation.

InvestCloud launches latest adviser-client matching service
YOUR PRACTICE FINTECH NOV 29, 2022
InvestCloud launches latest adviser-client matching service

The Find My Advisor app enters an increasingly crowded field of services hoping to connect clients and advisers.

J.P. Morgan, Charles Schwab and Edward Jones deliver best mobile wealth management apps: J.D. Power
YOUR PRACTICE FINTECH NOV 23, 2022
J.P. Morgan, Charles Schwab and Edward Jones deliver best mobile wealth management apps: J.D. Power

J.P. Morgan Wealth Management scored 728 out of a possible 1,000 points in J.D. Power’s study, which was based on a survey of more than 6,000 investors.

Trading app Fennel seeks to win customers with ESG data
YOUR PRACTICE FINTECH NOV 21, 2022
Trading app Fennel seeks to win customers with ESG data

The subscription-based service’s key feature is its in-app ESG data and rankings, which provides information to retail investors on public companies’ environmental, social and governance practices.

Envestnet closes $575 million debt offering
YOUR PRACTICE FINTECH NOV 18, 2022
Envestnet closes $575 million debt offering

The unsecured convertible notes have a 2.625% annual interest rate and will mature on Dec. 1, 2027.

Betterment raises fees on small investors
YOUR PRACTICE FINTECH NOV 18, 2022
Betterment raises fees on small investors

Customers with less than $20,000 on Betterment will now be charged a $4 monthly subscription rather than a 0.25% AUM fee.

The latest in financial #AdviserTech — November 2022
YOUR PRACTICE FINTECH NOV 16, 2022
The latest in financial #AdviserTech — November 2022

This month's highlights include the launch of a new RIA custodian, Entrustody, along with Orion's announcement of Redtail Campaigns and Riskalyze's plan to rebrand itself.

Activist investor challenges Envestnet's poor stock performance
YOUR PRACTICE RIAS NOV 15, 2022
Activist investor challenges Envestnet's poor stock performance

Hedge fund Impactive Capital is threatening a proxy fight in an effort to secure a seat on Envestnet's board.

Bad tech costs advisers money and clients
YOUR PRACTICE FINTECH NOV 15, 2022
Bad tech costs advisers money and clients

Though 58% of the advisers and executives surveyed classified their technology as 'modern,' 65% reported losing business because of outdated software.

Fintech Bytes: Crypto collapses, Envestnet eyes custody business, SEI adds UMAs
YOUR PRACTICE ALTERNATIVES NOV 11, 2022
Fintech Bytes: Crypto collapses, Envestnet eyes custody business, SEI adds UMAs

A roundup of the week's top fintech news, including crypto's collapse, Envestnet's custodian plans and SEI adding UMAs.

Digital RIA Savvy attracts $11 million in venture capital
YOUR PRACTICE FINTECH NOV 10, 2022
Digital RIA Savvy attracts $11 million in venture capital

Savvy isn’t a consumer-facing robo-adviser or a wealth fintech building tech for other RIAs; instead, it's a fairly classic RIA with proprietary technology built entirely in-house.

FiComm, FMG partner to train advisers in digital marketing
YOUR PRACTICE FINTECH NOV 10, 2022
FiComm, FMG partner to train advisers in digital marketing

The training will help advisers improve their marketing, as well as teaching them to develop video content and launch podcasts and events.

SEC exams director warns advisers to strengthen cyber defenses
YOUR PRACTICE FINTECH NOV 09, 2022
SEC exams director warns advisers to strengthen cyber defenses

Richard Best tells an audience of compliance professionals that online attacks pose a threat to firms of all sizes.

FusionIQ rolls out TAMP
YOUR PRACTICE FINTECH NOV 07, 2022
FusionIQ rolls out TAMP

The digital platform provides access to alternative investments and fixed income.

TAMPs and fee-based annuities headline first day of RIA Summit 2022
YOUR PRACTICE RIAS NOV 07, 2022
TAMPs and fee-based annuities headline first day of RIA Summit 2022

Turnkey asset management platforms can help advisers grow their practices, panelists say.