Finra panel says firm and broker are liable for damages, interest, fees and costs.
As seniors flock to live near universities, Purchase College in New York is developing a retirement community.
Withdrawals came as his fund posted the worst performance among its peers.
The Treasury 10-year yield could test support at 2.75% this week as investors seek the safe haven of government debt
Eurodollar futures, Fed funds futures confirm sobering reality that U.S. is fast approaching end of economic expansion.
Gold, a traditional safe haven, has declined in recent months, damaged by the strengthening dollar.
The vast majority of the funds have posted a loss this year, pressured by the rising cost of leverage.
Accurate estimates of expenses show net returns on taxable bonds in AUM accounts at today's interest rates are depressingly low.
Emerging-market stocks are the biggest loser so far thjs year, followed by emerging-market and euro-denominated debt.
The 2008 crisis left investors focused on income vehicles that provide reliable returns.
The claimant's broker at UBS has 183 disclosures on his BrokerCheck report.
Bonds backed by revenue streams such as taxes or tolls are starting to see downgrades from the rating agencies
Transaction could involve Guggenheim taking on Munich Re's asset management unit
High-yield and low-duration strategies will seek specific investment outcomes.
Exchange-traded fund that tracks short-term junk bonds has lost $1.5 billion over the last two weeks.
Guggenheim's Scott Minerd explains: The flatter curve is a bad sign, and Fed hikes are likely to result in more flattening.
Cut in the corporate tax rate makes state and local government debt less attractive to financial institutions.
His $2.1 billion bond fund fell about 3% Tuesday, leaving it trailing 96% of its rivals.
As interest rates head higher, sectors such as investment-grade debt and consumer staples companies are taking it on the chin.
The world's biggest bond ETF tracks a benchmark that contains 9,917 bonds, many of them illiquid.
