Falls Church, Virginia-based Washington Wealth Advisors is led by Maura Schauss and Todd Youngdahl.
A House subcommittee considers GOP measures that would amend accredited-investor rules. The ranking Democrat said 'fiduciary' advisors could help retail investors become sophisticated vicariously.
The SEC said brokers in the firm's Lexington, South Carolina, branch office recommended variable interest rate structured products to dozens of retail customers for whom they weren't suitable.
Marty Flanagan is retiring at the end of June, while Andrew Schlossberg currently serves as the fund company’s head of Americas.
The fund aims to invest in companies that help improve the quality of life for women.
Both TC Wealth Partners and the firm it purchased, EFG Advisors, are based in the suburbs of Chicago.
When Walsh will officially step down has not yet been announced but Deputy Secretary Julie Su is expected to become acting head of the agency.
Look for independent broker-dealers flush with interest-rate revenue to emerge as credible threats to the mergers-and-acquisitions status quo.
Set aside time to take stock and focus your sights on what you want to achieve in the months ahead.
DoubleLine's Jeff Sherman and BlackRock's Steve Laipply see many opportunities in the fixed-income market.
When an advisor launched a nonprofit in his ancestral home of Ghana, he also learned how to better understand his clients
Active managers American Funds and T. Rowe Price are finding success as newcomers to the exchange-traded fund space.
The SEC, Finra and NASAA issue identical alerts telling retirement savers they're on their own if they open accounts that give them complete autonomy on the investment lineup.
Starting next year, beneficiaries of 529 plans that have been in place for 15 years or more will be able to move assets into a Roth IRA.
Florida Pension Group, headquartered in St. Johns, provides retirement plan consulting and wealth management services.
House Republicans had suggested negotiations on the debt limit could include an agreement to set up a commission to negotiate later changes to Social Security and Medicare to extend the programs' solvency.
After making a killing by scooping up speculative mortgage debt on the cheap in the wake of the financial crisis, Ivascyn expects the next big opportunity to come in corporate debt.
As a consultant, Duran will focus on Goldman’s effort to become a leading custodian to RIAs, working with the head of Goldman’s RIA offering, Padi Raphael.
The Swiss firm loses another dispute over deferred compensation related to the 2015 closure of its U.S. wealth management operation.
The product can benefit any investor with a taxable account, not just the wealthiest clients, says a panelist at the ETF Exchange conference.
