He says 'one-size fits all' portfolios are a dangerous bet, especially in a market decline
Rising rates don't seem to be deterring fans of dividend-paying stocks.
Lisa McAlister acknowledges she has lied before, but asserts she's telling the truth now.
Long-time broker-dealer exec will head real estate firm's sales unit
The gains have come amid a broader rotation into financial stocks — and despite the recent popularity of passive strategies.
Move is reaction to addition of this stock in MSCI Emerging Markets Index next year, but changes will be minimal.
The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.
"Tepid" is better than "awful."
Lisa McAlister, former chief accounting officer at the REIT once controlled by Nicholas Schorsch, said Mr. Schorsch instructed Mr. Block to commit accounting fraud in a particular financial line item.
Independent broker-dealers and RIA firms need to encourage the proliferation of new cost and compensation practices.
With regulations and other factors changing the marketplace, the publicly traded REIT will focus on its core business in the net lease market.
Some of the funds with the biggest shares in Whole Foods as a percentage of assets aren't household names.
Attorney questions why Ryan Steel didn't raise accounting concerns with firm's auditor or law firm.
The platform, named FundVest ETF, will initially offer 120 ETFs.
A former high-ranking executive testified that he repeatedly raised warnings of an accounting error at the real estate investment trust.
Advisers to gain better risk analysis to help meet DOL fiduciary rule requirements.
While getting through SEC registration has become easier, selling is harder.
Mr. Block last year pleaded not guilty to charges, including conspiracy and securities fraud, stemming from accounting at the REIT once controlled by Nicholas Schorsch.
