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Almost half of Americans living paycheck to paycheck resulting in some tough choices
INDUSTRY NEWS OCT 24, 2024
Almost half of Americans living paycheck to paycheck resulting in some tough choices

Holiday spending will be reduced for many as belts tighten.

Equity-rich homes remain above historic levels, but gains are slowing
INDUSTRY NEWS OCT 24, 2024
Equity-rich homes remain above historic levels, but gains are slowing

Report also reveals changes in the number of homes underwater.

Tesla gains following surprisingly strong earnings
INDUSTRY NEWS OCT 24, 2024
Tesla gains following surprisingly strong earnings

Car maker expects 30% surge in sales in 2025.

Florida Pension wants to slash $4B of exposure to private debt
INDUSTRY NEWS OCT 24, 2024
Florida Pension wants to slash $4B of exposure to private debt

State pension board is said to be considering significant sale.

Crypto Trump trade may not be so good after all
INDUSTRY NEWS OCT 24, 2024
Crypto Trump trade may not be so good after all

Bitcoin gains have cooled as markets take stock.

Financial services tech impact will shape UBS future, says Ermotti
INDUSTRY NEWS OCT 24, 2024
Financial services tech impact will shape UBS future, says Ermotti

Firm's chief has been speaking at the IMF conference in Washington.

10 biggest investment frauds in recent history
OCT 23, 2024
10 biggest investment frauds in recent history

The biggest investment frauds didn't just take billions, they also shattered lives and shook the financial world. Let's delve into the worst scams in past years

Social Security do-over: what are your options?
OCT 23, 2024
Social Security do-over: what are your options?

If you claim retirement benefits and regret the decision, you may get a chance at a Social Security do-over. Find out what option works for you in this guide

Is the John Hancock 401(k) a good deal?
OCT 23, 2024
Is the John Hancock 401(k) a good deal?

The John Hancock 401(k) is one of many 401(k)s for the US market. Is it any different from the other 401(k)s of other institutions? Find out here

As Osaic consolidation winds down, are job cuts on the horizon?
RIAS OCT 23, 2024
As Osaic consolidation winds down, are job cuts on the horizon?

“With this rapid pace of change, there is always the potential for attrition and elimination of duplicative roles as natural outcomes," said Dimple Shah, executive vice president.

State regulators ramp up enforcement with digital fraud coming into focus
REGULATION AND LEGISLATION OCT 23, 2024
State regulators ramp up enforcement with digital fraud coming into focus

NASAA's 2024 report showcases rising scrutiny of digital assets and social media scams, with older investors emerging as vulnerable targets.

Deficit spending, a boost for AI, and what to expect post-election in the markets
INDUSTRY NEWS OCT 23, 2024
Deficit spending, a boost for AI, and what to expect post-election in the markets

The deficit will remain high or increase regardless, and some sectors will benefit from regulation stances more so than others, panelists at Franklin Templeton said.

Waverly unlocks Ohio market with $1B tax and planning firm
RIAS OCT 23, 2024
Waverly unlocks Ohio market with $1B tax and planning firm

The RIA's latest acquisition adds three office-based locations and boosts it past the $14B AUM mark.

"Mac" McQuown, father of the original index fund, passes away
INDUSTRY NEWS OCT 23, 2024
"Mac" McQuown, father of the original index fund, passes away

In memoriam: Industry mourns the pioneering engineer-turned-banker who kickstarted the $12T passive revolution.

Goldman, Apple hit with $89M penalty over credit card failures
REGULATION AND LEGISLATION OCT 23, 2024
Goldman, Apple hit with $89M penalty over credit card failures

“Big Tech companies and big Wall Street firms should not behave as if they are exempt from federal law," says head of federal consumer protection agency.

JPMorgan's Dimon stealthily supports Harris, say insiders
INDUSTRY NEWS OCT 23, 2024
JPMorgan's Dimon stealthily supports Harris, say insiders

Reports indicate the iconic Wall Street leader, who sees "almost nil" chance of going into government, would refrain from taking sides publicly on the hotly contested election.

Raymond James bags $1B Merrill team
BROKER DEALERS OCT 23, 2024
Raymond James bags $1B Merrill team

The independent wealth giant's latest addition to its employee advisor channel extends its reach in New York's high-net-worth space.

CFP Board announces new directors to make history as it approaches 40
INDUSTRY NEWS OCT 23, 2024
CFP Board announces new directors to make history as it approaches 40

Two new director appointments mean new board sets a new record.

Women tend to seek other women's advisor recommendations, Edward Jones finds
INDUSTRY NEWS OCT 23, 2024
Women tend to seek other women's advisor recommendations, Edward Jones finds

Report also shows that women increasingly see themselves as the household CFO.

Industry, military veteran Fenwick joins LPL from regional brokerage he co-founded
INDUSTRY NEWS OCT 23, 2024
Industry, military veteran Fenwick joins LPL from regional brokerage he co-founded

Advisor managing $210M switches as 'industry has shifted' priorities.