Practice Management

Displaying 9170 results
YOUR PRACTICE PRACTICE MANAGEMENT NOV 28, 2017
Ask the Ethicist: How to respond when your boss makes offensive sexual jokes

Taking a stand might clear your conscience, but doing so also might involve tough career decisions.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 28, 2017
Coach clients on salary negotiations

Advisers can empower people to ask for better compensation packages

YOUR PRACTICE PRACTICE MANAGEMENT NOV 28, 2017
Fross brothers must pay fired partner $1 million

Owners of marketing firm Platinum Advisor Strategies deny trying to terminate Robert Sofia without compensation.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 27, 2017
CFPB in flux as dueling heads show up to lead

White House and the bureau itself both say the law is on their side over who gets to name new chief.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 22, 2017
Mom-and-pop shops are threatening the mall this holiday season

Spending growth at mom-and-pop businesses has outpaced that of the big chains in the past two years.

YOUR PRACTICE FINTECH NOV 22, 2017
Top-earning advisers aim to become industry thought leaders

Messaging can take many forms, but it's not sales and you must know your audience.

YOUR PRACTICE OPINION NOV 22, 2017
Retirement plan advisers need to start planning for their own succession

Many expect to sell their business to fund retirement, yet aren't preparing properly to do so

YOUR PRACTICE PRACTICE MANAGEMENT NOV 21, 2017
J.P. Morgan Securities fined $1.25 million by Finra

Firm failed to fingerprint 95% of its non-registered personnel.

YOUR PRACTICE RIAS NOV 21, 2017
An American Thanksgiving

The differences between my adopted country and my home country offer valuable for leaders at advisory firms.

YOUR PRACTICE OPINION NOV 20, 2017
Adviser recruiting may need new tack for women

Supplies are running low and outreach needs to grow.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2017
Change is slow when it comes to gender diversity at independent advisory firms

Some hopeful signs, but a lack of clear career paths is hurting progress toward adding women.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2017
One place where the women wealth equation doesn't add up

More progress and effort needed to boost number of female advisers.

YOUR PRACTICE OPINION NOV 20, 2017
Women don't need to be advisers to succeed in advice industry

Many women are making an impact in a variety of roles, ranging from marketing to technology.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2017
Harvey Weinstein-like behavior won't be tolerated by this adviser group

XY Planning Network calls out sexual harassment and issues new code of conduct.

Many women have had to work extra hard to earn credibility in financial services
YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2017
Many women have had to work extra hard to earn credibility in financial services

Supportive mentors can help women get past barriers of working in a male dominated profession.

YOUR PRACTICE RIAS NOV 20, 2017
Women can help themselves and other women in financial advice

First off, speak up and take credit for accomplishments.

What really deters women from staying in the financial advice profession
YOUR PRACTICE PRACTICE MANAGEMENT NOV 20, 2017
What really deters women from staying in the financial advice profession

First of all, it's not about math! The real issues involve pushing poor products, no workplace flexibility and old-school bureaucracy.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 18, 2017
Pershing's Lisa Dolly asks one key question to judge a job candidate

CEO recommends women gather as many skills as possible while coming up.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 18, 2017
Deena Katz on the key to the profession's future

Professor, planner and 2016 Alexandra Armstrong Award winner wants advisers to do these things to motivate more young advisers.

YOUR PRACTICE RIAS NOV 16, 2017
'Affiliation arbitrage' is a bad reason to go RIA

Compliance and opportunity costs are just two reasons why trying to sidestep brokerages may not be in the best interests of advisers and clients.