Alternatives

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B. Riley retail brokers exposed to deal that's under pressure
INVESTING ALTERNATIVES NOV 16, 2023
B. Riley retail brokers exposed to deal that's under pressure

'The brokers are besides themselves, especially the independent brokers,' one source says.

Overcoming the education gap on alternatives
INVESTING OPINION NOV 15, 2023
Overcoming the education gap on alternatives

Half of financial professionals surveyed cite explaining the role of illiquidity within client portfolios as the most difficult client education topic.

Is 50/30/20 the new 60/40?
INVESTING ALTERNATIVES NOV 14, 2023
Is 50/30/20 the new 60/40?

Alternatives asset manager says strategy is outdated but CIO argues talk of its demise is premature.

GWG bond debacle reveals limits in investor protection
INVESTING ALTERNATIVES NOV 14, 2023
GWG bond debacle reveals limits in investor protection

Titan Securities is already among the departed. It's not footing the bill for its own funeral.

Clients win another GWG bond claim, this time against B-D
INVESTING ALTERNATIVES NOV 07, 2023
Clients win another GWG bond claim, this time against B-D

"We don’t agree with the decision but, with Finra arbitration, there is no appeal," says William H. McCance, president of Ages Financial Services.

Why alternatives are a key focus for institutions managing $100M-plus
INVESTING ALTERNATIVES NOV 06, 2023
Why alternatives are a key focus for institutions managing $100M-plus

Morgan Stanley's Graystone Consulting shares inaugural institutional investment study.

Real estate firm that raised money through IBDs blows up
INVESTING ALTERNATIVES NOV 01, 2023
Real estate firm that raised money through IBDs blows up

Bellevue, Washington-based iCap focused on developing apartment buildings and stand-alone real estate.

Broker, executive hit with $1M arbitration loss over GWG bonds
INVESTING ALTERNATIVES OCT 31, 2023
Broker, executive hit with $1M arbitration loss over GWG bonds

'The financial advisor recommended he put the entire amount in GWG L bonds,' the claimant's attorney says.

Listed REITs offer buying opportunity, analyst says
INVESTING ALTERNATIVES OCT 26, 2023
Listed REITs offer buying opportunity, analyst says

'We are starting to pound the table a little bit about listed REITs,' says Rich Hill of Cohen & Steers.

Another new custodian enters the RIA market
INVESTING CUSTODIAN OCT 19, 2023
Another new custodian enters the RIA market

Innovayte is targeting RIAs with $100 million to $800 million in assets and will be led by Catherine “Cat” Davies, a clearing and custody industry veteran.

Global alternatives market set to reach $24.5T, private credit AUM to double
INVESTING ALTERNATIVES OCT 19, 2023
Global alternatives market set to reach $24.5T, private credit AUM to double

Analysts forecast an $8 trillion surge in the next five years.

Finra tags advisor for sales of GPB alternatives
INVESTING ALTERNATIVES OCT 10, 2023
Finra tags advisor for sales of GPB alternatives

"It’s frustrating to see Finra charging brokers after the nail is in the coffin of [clients'] portfolios," one attorney says.

FTX co-founder admits multibillion-dollar fraud
INVESTING ALTERNATIVES OCT 06, 2023
FTX co-founder admits multibillion-dollar fraud

The crypto exchange collapse is being played out in court.

New crypto SMA platform to launch for wealth advisors
INVESTING ALTERNATIVES OCT 05, 2023
New crypto SMA platform to launch for wealth advisors

The platform will provide advisors with secure and regulated access to digital assets.

SEC's 'cryptos are securities' court appeal denied
INVESTING ALTERNATIVES OCT 04, 2023
SEC's 'cryptos are securities' court appeal denied

Regulator cannot challenge federal court judge’s ruling on Ripple Labs’ digital currency.

Millennium in trading deal talks with external hedge fund
INVESTING ALTERNATIVES OCT 04, 2023
Millennium in trading deal talks with external hedge fund

The $60B AUM fund is reportedly mulling investing with a third party to unlock access to more than 100 investing teams.

Celebrity investors have outperformed the average S&P 500 returns for 20 years
INVESTING ALTERNATIVES OCT 03, 2023
Celebrity investors have outperformed the average S&P 500 returns for 20 years

The top performing A-lister has seen triple-digit returns on their net worth.

Massachusetts, Finra fine Fidelity $1.65 million, alleging lax standards for options trading
INVESTING ALTERNATIVES OCT 02, 2023
Massachusetts, Finra fine Fidelity $1.65 million, alleging lax standards for options trading

Galvin cites Fidelity's “half-hearted and lackadaisical attitude” on approving clients to trade risky securities.

As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod
INVESTING ALTERNATIVES SEP 29, 2023
As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod

But advisors who want crypto ETFs are waiting for spot products, observers say.

Investors should ‘warm up’ to funds of funds, Opto says
INVESTING ALTERNATIVES SEP 29, 2023
Investors should ‘warm up’ to funds of funds, Opto says

Many investors may shy away from such funds because of their fees.