Alternatives

Displaying 3870 results
Wholesalers at B-D that sold GWG bonds jump ship
INVESTING ALTERNATIVES JUN 16, 2022
Wholesalers at B-D that sold GWG bonds jump ship

When wholesalers leave a broker-dealer en masse, it's a signal that the firm's efforts to sell more product and generate more revenue could be greatly hampered.

Top Democrat seeks probe on crypto use in retirement accounts
INVESTING RETIREMENT PLANNING JUN 15, 2022
Top Democrat seeks probe on crypto use in retirement accounts

Rep. Richard Neal, chairman of the House Ways and Means Committee, asked the Government Accountability Office to assess the use of cryptocurrency investments in 401(k) plans.

Bitcoin’s unrelenting sell-off puts prices on verge of $20,000
INVESTING ALTERNATIVES JUN 15, 2022
Bitcoin’s unrelenting sell-off puts prices on verge of $20,000

Bitcoin, the largest token, has fallen for nine straight days, the longest losing streak since 2014.

Yellen says crypto is ‘very risky’ option for retirement savers
INVESTING RETIREMENT PLANNING JUN 10, 2022
Yellen says crypto is ‘very risky’ option for retirement savers

Treasury chief says it would be reasonable for Congress to regulate what assets could be included in tax-favored retirement vehicles.

Reps at firm that sold GWG bonds wanted more exposure to risky alts: B-D execs
INVESTING ALTERNATIVES JUN 09, 2022
Reps at firm that sold GWG bonds wanted more exposure to risky alts: B-D execs

Bill Hamm of IFP Securities said the SEC started its inquiries last year into broker-dealers that had sold GWG bonds.

Citadel Securities, Virtu form crypto plan with Fidelity, Schwab
INVESTING ALTERNATIVES JUN 07, 2022
Citadel Securities, Virtu form crypto plan with Fidelity, Schwab

The crypto offering, still in its early development, could be available late this year or early next.

Sweeping US crypto legislation targets stablecoins, mining
INVESTING ALTERNATIVES JUN 07, 2022
Sweeping US crypto legislation targets stablecoins, mining

While chances of passage are slim ahead of November’s midterm elections, it could act as a starting point for negotiations next year.

Paxos to help broker-dealers introduce crypto trading to advisers
INVESTING ALTERNATIVES JUN 07, 2022
Paxos to help broker-dealers introduce crypto trading to advisers

The blockchain infrastructure company is launching a business aimed at introducing cryptocurrency across a broker-dealer's workforce of financial advisers.

Hello to alternatives in retirement accounts
INVESTING RETIREMENT PLANNING JUN 06, 2022
Hello to alternatives in retirement accounts

Even with the recent recoveries in the stock and bond markets, the classic 60/40 split may be a thing of the past, and some argue alternatives are the future.

Lawsuit seeks to kill DOL guidance on using crypto in 401(k)s
INVESTING RETIREMENT PLANNING JUN 03, 2022
Lawsuit seeks to kill DOL guidance on using crypto in 401(k)s

ForUsAll, a 401(k) provider that specializes in alternative investments, alleges that Labor exceeded its authority by trying to institute an effective ban.

Ex-broker who stole from pension plan gets 6½-year sentence
INVESTING RETIREMENT PLANNING JUN 03, 2022
Ex-broker who stole from pension plan gets 6½-year sentence

John Sherman Jumper, a 17-year veteran of the securities industry, was based in Memphis, Tennessee.

Blackstone keeps eye on retail, Morgan Stanley open to more deals: Execs
INVESTING ALTERNATIVES JUN 02, 2022
Blackstone keeps eye on retail, Morgan Stanley open to more deals: Execs

Blackstone's CEO says the firm sees a 'huge' opportunity with retail investors and advisers, while a Morgan Stanley executive talked about recent and potential acquisitions.

Advisers' ESG use could be at tipping point: Survey
INVESTING ALTERNATIVES JUN 01, 2022
Advisers' ESG use could be at tipping point: Survey

A Financial Planning Association survey finds rising rates of advisers planning to increase and decrease ESG use this year.

Barred broker latest to be focus of a GWG bond complaint
INVESTING ALTERNATIVES MAY 31, 2022
Barred broker latest to be focus of a GWG bond complaint

Marc Korsch, who was booted from the securities industry last year, has a staggering 33 disclosure items on his BrokerCheck report.

Franklin Templeton buying Alcentra in European credit push
INVESTING ALTERNATIVES MAY 31, 2022
Franklin Templeton buying Alcentra in European credit push

The deal for Bank of New York Mellon's European credit and debt subsidiary expands Franklin Templeton's access to alternative investments.

After latest deal, Advisor Group debt is stable but still 'highly speculative': Fitch
INVESTING ALTERNATIVES MAY 27, 2022
After latest deal, Advisor Group debt is stable but still 'highly speculative': Fitch

Fitch Ratings noted that the rating affirmation reflected Advisor Group's "improving scale as one of the largest independent financial advisers in the U.S."

Alto CEO's IRA advice: Forget 60/40 and add alternatives
INVESTING RETIREMENT PLANNING MAY 26, 2022
Alto CEO's IRA advice: Forget 60/40 and add alternatives

Eric Satz, founder and CEO of Alto, says investors need to add alternatives to their retirement accounts, especially in the wake of the market’s carnage.

Avoiding dividend yields that look too good to be true
INVESTING EQUITIES MAY 26, 2022
Avoiding dividend yields that look too good to be true

Russia funds yielding between 300% and 3,000% represent the ultimate value trap. A better bet would be funds offering much lower yields.

Hedge funds brace for $20 billion of redemptions, Citco says
INVESTING ALTERNATIVES MAY 25, 2022
Hedge funds brace for $20 billion of redemptions, Citco says

Only 40% of hedge funds globally made money in the first quarter, compared with 61% in the previous three months.

Crypto libertarians are learning the reason for regulations
INVESTING ALTERNATIVES MAY 24, 2022
Crypto libertarians are learning the reason for regulations

As digital assets sell off, some crypto industry leaders are realizing that government rules aren't such an evil thing after all.