Alternatives

Displaying 3882 results
Crypto tax cheats likely to get relief as US crackdown hits snag
INVESTING ALTERNATIVES JUN 29, 2022
Crypto tax cheats likely to get relief as US crackdown hits snag

Firms are supposed to begin tracking data such as customers’ capital gains and losses starting in January.

CAIS alternatives platform valued at $1.1 billion after latest funding round
INVESTING ALTERNATIVES JUN 28, 2022
CAIS alternatives platform valued at $1.1 billion after latest funding round

The platform has now received four rounds of outside funding in less than two years from investors that see the potential for diversification in the current market environment.

FTX is seeking a path to buy Robinhood
INVESTING ALTERNATIVES JUN 27, 2022
FTX is seeking a path to buy Robinhood

The president of the crypto exchange, Sam Bankman-Fried, says that he's 'excited’ about Robinhood’s prospects.

Gold steps up once again as the ultimate bear market hedge
INVESTING EQUITIES JUN 27, 2022
Gold steps up once again as the ultimate bear market hedge

While it might be a lousy long-term investment, gold has a proven track record of rising to the occasion when times are tough.

Investors win $975,000 in Finra arbitration involving UBS YES product
INVESTING ALTERNATIVES JUN 24, 2022
Investors win $975,000 in Finra arbitration involving UBS YES product

Their attorney, Jeffrey Erez, said they were misled by UBS brokers who didn't understand the risky product.

The complexities of investing in alternatives
INVESTING OPINION JUN 24, 2022
The complexities of investing in alternatives

Advisory firms' challenges when it comes to alts range from getting access to investments, meeting minimums, figuring out how to subscribe and the headache of performance reporting.

Finra hits National Securities with $9 million penalty
INVESTING ALTERNATIVES JUN 23, 2022
Finra hits National Securities with $9 million penalty

The regulator sanctioned the broker-dealer for violations related to its marketing of securities it had underwritten and failings related to sales of GPB private placements.

Bank of America deepens ties to iCapital alts platform with strategic investment
INVESTING EQUITIES JUN 23, 2022
Bank of America deepens ties to iCapital alts platform with strategic investment

The bank joins a long list of financial backers funding the $130 billion tech-savvy platform for investing in alternatives.

Economic uncertainty puts alternative investments front and center
INVESTING RIAS JUN 22, 2022
Economic uncertainty puts alternative investments front and center

Financial advisers say clients are asking about alternatives to the standard investments in stocks and bonds.

Finra dings another IBD over sales of GPB private placements
INVESTING ALTERNATIVES JUN 21, 2022
Finra dings another IBD over sales of GPB private placements

United Planners' Financial Services was negligent in 2018 when it failed to inform clients that GPB had missed a deadline for filing financial information, according to Finra.

Shift in Bitcoin flows stirs hope for the battered crypto market
INVESTING ALTERNATIVES JUN 21, 2022
Shift in Bitcoin flows stirs hope for the battered crypto market

Fewer Bitcoins are being moved to exchanges from so-called cold wallets — offline stores of the digital asset — for potential sale.

Tyrone Ross continues to bang the crypto drum with new ventures
INVESTING RIAS JUN 17, 2022
Tyrone Ross continues to bang the crypto drum with new ventures

The former Onramp exec is more bullish than ever on digital assets, which is why he's launching new businesses to capitalize on the trend.

Wholesalers at B-D that sold GWG bonds jump ship
INVESTING ALTERNATIVES JUN 16, 2022
Wholesalers at B-D that sold GWG bonds jump ship

When wholesalers leave a broker-dealer en masse, it's a signal that the firm's efforts to sell more product and generate more revenue could be greatly hampered.

Top Democrat seeks probe on crypto use in retirement accounts
INVESTING RETIREMENT PLANNING JUN 15, 2022
Top Democrat seeks probe on crypto use in retirement accounts

Rep. Richard Neal, chairman of the House Ways and Means Committee, asked the Government Accountability Office to assess the use of cryptocurrency investments in 401(k) plans.

Bitcoin’s unrelenting sell-off puts prices on verge of $20,000
INVESTING ALTERNATIVES JUN 15, 2022
Bitcoin’s unrelenting sell-off puts prices on verge of $20,000

Bitcoin, the largest token, has fallen for nine straight days, the longest losing streak since 2014.

Yellen says crypto is ‘very risky’ option for retirement savers
INVESTING RETIREMENT PLANNING JUN 10, 2022
Yellen says crypto is ‘very risky’ option for retirement savers

Treasury chief says it would be reasonable for Congress to regulate what assets could be included in tax-favored retirement vehicles.

Reps at firm that sold GWG bonds wanted more exposure to risky alts: B-D execs
INVESTING ALTERNATIVES JUN 09, 2022
Reps at firm that sold GWG bonds wanted more exposure to risky alts: B-D execs

Bill Hamm of IFP Securities said the SEC started its inquiries last year into broker-dealers that had sold GWG bonds.

Citadel Securities, Virtu form crypto plan with Fidelity, Schwab
INVESTING ALTERNATIVES JUN 07, 2022
Citadel Securities, Virtu form crypto plan with Fidelity, Schwab

The crypto offering, still in its early development, could be available late this year or early next.

Sweeping US crypto legislation targets stablecoins, mining
INVESTING ALTERNATIVES JUN 07, 2022
Sweeping US crypto legislation targets stablecoins, mining

While chances of passage are slim ahead of November’s midterm elections, it could act as a starting point for negotiations next year.

Paxos to help broker-dealers introduce crypto trading to advisers
INVESTING ALTERNATIVES JUN 07, 2022
Paxos to help broker-dealers introduce crypto trading to advisers

The blockchain infrastructure company is launching a business aimed at introducing cryptocurrency across a broker-dealer's workforce of financial advisers.