The agency is asking the public to comment on recent applications for exchange-traded funds linked directly to the price of Bitcoin and whether such funds could be a vehicle for fraud.
The Crypto Market Integrity Coalition is amendable to regulation and wants to help shape it. The 17 members signed a pledge to combat fraud and manipulation and ensure fair digital markets.
Retail buying dwarfed by institutional selling in January as the value of daily trading rises faster than the number of shares.
Summit Investment Advisory Services manages $490 million for clients in Minnesota, Wisconsin and Florida.
The new Amplify Inflation Fighter ETF joins a short list of strategies designed to hedge and leverage price pressures.
The PE firm emphasized working with companies to change their practices rather than divesting from those with unfavorable climate change characteristics.
Several institutional investors favored a resolution to reduce the company's greenhouse gas emissions, which passed with 70% approval
Future of Finance ETF is designed to track companies that are 'actively building and advancing the digital economy.'
The 38 direct PE investments in wealth management last year compares to 23 in 2020 and 11 in 2019. Now PE is eyeing the wealthtech space.
Merchant insists the noncontrolling investment is distinct from traditional private equity capital, which often comes with a short-term commitment.
Both equities and bond prices dropped sharply in January as markets priced in a faster pace of interest-rate tightening during 2022 from the Federal Reserve.
Recent market volatility is making crypto robos more appealing in the traditionally passive world of digital advice.
Ophelia Snyder, 29, is already managing $2.5 billion. She is now teaming up with Cathie Wood to bring a Bitcoin ETF to the U.S. — if regulators allow it.
Under Chairman Gary Gensler, the agency is taking a closer look at private equity, hedge funds.
Choice is adding a Price-Is-Right-style game that rewards account holders with small amounts of Bitcoin that are added to their retirement savings.
Without saying 'I told you so,' advisers are reminding their clients that investing in crypto will be stomach churning.
The SEC enforcement review focuses on whether the companies’ offerings should be registered as securities, people say.
Now that it has broker-dealer status, Gemini Galactic Markets can operate an alternative trading system that will facilitate the trading of digital asset securities.
GWG Holdings Inc., an investor in life settlements, missed $13.6 million in payments this month to investors in its L Bonds.
Regulator's complaint details examples of repeated applications – in some instances as many as 13 in one month.
