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INVESTING FIXED INCOME APR 10, 2013
Fear rising with rates

Bond market sell-off likely a question of when, not if, and investors 'have no idea what's about to happen'

NEWS RIAS APR 08, 2013
Dynasty gets some Northern exposure

Deal with Richardson gives advisers access to investment tools on either side of the border.

NEWS INDUSTRY NEWS APR 08, 2013
Schapiro's next gig looks to be at GE

Former SEC chairman's nomination will be voted on by shareholders on April 24

NEWS RIAS APR 08, 2013
Focus Financial does it again, lands $1B RIA

Tenth deal of 2012 for national aggregator

INVESTING MUTUAL FUNDS APR 07, 2013
Nicholas Kaiser: Fund that targets U.S. Muslims has wider following

Following the principles of Shariah law, Amana manager has produced stellar results

NEWS REGULATION AND LEGISLATION APR 07, 2013
Tax reform draft aimed at pass-through businesses

Proposal would more closely align treatment of partnerships and S Corps

YOUR PRACTICE FINTECH APR 07, 2013
Wirehouses' online offerings

Wall Street wirehouses might have the most to lose from a broad consumer move to web-based investment management services.

YOUR PRACTICE FINTECH APR 07, 2013
Wirehouses go big on tech

Two of the largest Wall Street banks — Bank of America Corp. and Wells Fargo & Co. — have been investing heavily in online platforms targeting self-directed investors.

NEWS RIAS APR 05, 2013
'This is a big deal': Bloomberg entering online advice market

Bloomberg is testing a premium online wealth management service targeted to the mass-affluent investor. Should you be worried?

NEWS REGULATION AND LEGISLATION APR 02, 2013
Merrill settles unpaid-OT suit for $12M

Lawsuit filed on behalf of a potential class of 12,000 client associates seeking compensation for unpaid overtime work between 2010 and 2012