Benjamin P. Edwards

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NEWS OPINION JUN 21, 2017
Time for Finra to pull back the curtain on its oversight and board

The regulator undercuts its investor-protection mission by obscuring the most dangerous firms it oversees.

Why broker-dealers and financial advisers should be required to carry insurance
YOUR PRACTICE PRACTICE MANAGEMENT AUG 25, 2016
Why broker-dealers and financial advisers should be required to carry insurance

Finra does not require its members to carry insurance, which lets big risks to investors materialize.