It pays to understand any governance structures already in place to ensure they meet expectations for every type of client.
SEC now digging into rollover advice, other aspects of conflicts relating to retirement accounts
Retirement plan advisers should make sure they have their bases covered to prevent litigation for fiduciary breaches.
Plan sponsors appreciate auto enrollment and qualified default investments, but there are imperfect fits at the individual participant level.
Due diligence considerations that plan advisers should make when a fund has adopted swing pricing.
Predictions on what the Labor Department's fiduciary rule will look like when implemented, and when that implementation might occur.
Plus, what to expect in 2016 from the SEC on a fiduciary rule and the Labor Department regarding a conflicts rule.
Whether or not to take a lump sum is one of the most important decisions a plan participant will ever make.
