Claymore Securities has unveiled the Claymore/AlphaShares China Small Cap Index exchange traded fund on Amex.
Daniel Marino, who faced a maximum sentence of 50 years, had sought leniency due to his cooperation with prosecutors.
The hike exceeding original forecasts, posting a positive economic sign in the midst of recession fears.
By recruiting Perella Weinberg, the state regulator would focus on protecting the policyholders of “monoline” insurers.
A majority of the 350 companies initially contacted by the SEC have now received second letters.
The decision creates incentive for advisers to drop their securities licenses, said the general counsel of FSI.
Efforts to bail out bond insurers may be too late to prevent a ratings downgrade, a research firm says.
A Euro Fund and Sterling Fund will be rolled out, most likely sometime this summer, said founder Bruce Bent.
T. Rowe Price earnings grew 28% in the fourth quarter on increased investment advisory fees and net inflows.
When projects went into default or were failing, Heartland didn't accurately re-price the funds, the SEC said.
