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INVESTING MUTUAL FUNDS JAN 28, 2008
New Kaufmann fund gets muted response

Federated Investors Inc. launched the Federated Kaufmann Large Cap Fund this month in a bid to capitalize further on the success of star managers Lawrence E. Auriana and Hans P. Utsch.

NEWS REGULATION AND LEGISLATION JAN 28, 2008
Scammed plaintiffs look beyond B-Ds for restitution

Two of the biggest blowups in the retail-investing business are wending their way through legal channels, with plaintiff's attorneys looking far and wide to place blame in order to win money for clients.

INVESTING MUTUAL FUNDS JAN 28, 2008
Fund Architects targets retail investors

Fund Architects LLC, which promises to provide small investors with institutional-quality money management, legitimately can claim that it thinks outside the box.

INVESTING MUTUAL FUNDS JAN 28, 2008
For mutual funds the scandal is what has remained legal

One very large player figured only marginally in the scandals of the 1990s — the $7 trillion mutual fund industry.

RETIREMENT LIFE INSURANCE AND ANNUITIES JAN 28, 2008
Annuity sales can destroy estate planning strategies

Insurance agents and advisers are hawking annuities without grasping the adverse impact on clients' estate plans, industry observers said.

NEWS OPINION JAN 28, 2008
Retirement-Income Storm Warnings

YOUR PRACTICE FINTECH JAN 25, 2008
E*Assist, TradeKing, NorthStar

E*Assist's Compliance Officer Report Card assists compliance officers in tracking the advisers they oversee.

INVESTING ETFS JAN 25, 2008
WisdomTree and BNY Mellon to offer ETFs

The firms will join forces to offer international cash- and fixed-income exchange traded fund products.

INVESTING ALTERNATIVES JAN 25, 2008
Study: Private equity goes easy on jobs

After a buyout, a company cuts an average of 7% of its workforce, but new positions in new locations are added at a 6% clip.

NEWS INDUSTRY NEWS JAN 25, 2008
Earnings: Ameriprise, E*Trade

Ameriprise posted strong returns, while E*Trade took a larger-than-expected plunge into negative territory.