Raymond James has surpassed the $1 billion mark in revenue this year — only the second indy B-D to reach that level.
Ms. Slevin, a 30-year veteran of the company, will direct more than 1,300 tech professionals in six U.S. locations.
A new rule governing broker-dealers' sales of deferred variable annuities is about to drop, and the firms are arming themselves to face it — but not without a little grumbling.
Issuance of U.S. investment grade bonds is expected to reach $100 billion this month, according to Dealogic.
The Supreme Court will hear arguments today in a case that could affect the way states tax other states’ bonds.
Mutual fund investors will learn the hard way at the end of this year that you can never keep the tax man away for long.
The collapse of some hedge funds may be turning into the next cause celebre for plaintiff's attorneys who file arbitration claims on behalf of investors looking to recoup losses.
Brokers at Merrill Lynch & Co. Inc. of New York are upbeat about the prospects for their company following the departure of chief executive E. Stanley O'Neal last week.
The Section 529 college savings plan industry is divided over how to raise public awareness of the product.
While The PNC Financial Services Group's announcement last week that it is set to acquire Albridge Solutions Inc. was applauded by many in the financial advisory industry, some raised concerns that the planned merger might prove less than a panacea.
