Bloomberg

Bloomberg
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NEWS WIREHOUSES JUL 23, 2007
Fidelity brings new referral program to L.A., Manhattan

SAN FRANCISCO — After achieving success in pilot cities, Fidelity Investments is taking its revamped referral program to Los Angeles, Manhattan and the New York suburbs, but with changes.

NEWS REGULATION AND LEGISLATION JUL 23, 2007
Washington state pushes for designation regs

WASHINGTON — Washington early this month became the third state to move toward regulating adviser designations when it issued two concept releases asking for public comments on the issue.

NEWS BROKER DEALERS JUL 23, 2007
‘Duel’ clearing arrangements on the rise

NEW YORK — An increasing number of independent-contractor broker-dealers are doing business with more than one clearing partner, adding to the stiff competition among some clearing firms.

NEWS BROKER DEALERS JUL 23, 2007
Clearing firms jostle to win and retain indie BDs

NEW YORK — Despite continued consolidation, the clearing industry in some ways is becoming more crowded, with increased competition for the clearing business of top independent-contractor broker-dealers.

INVESTING MUTUAL FUNDS JUL 23, 2007
Sentinel’s changing of the guard a way to get distributors’ attention

BOSTON — Say goodbye to the Green Mountain Boy. As part of an ambitious growth strategy designed to get its mutual funds noticed by distributors, Montpelier, Vt.-based Sentinel Asset Management Inc. is retiring its decades-old icon.

NEWS INDUSTRY NEWS JUL 23, 2007
Asset managers said to be overlooking Gen Y

NEW YORK — Asset managers are raking in plenty of business from baby boomers but are missing the boat when it comes to boomers’ children, according to a recent report from KPMG International.

RETIREMENT RETIREMENT PLANNING JUL 20, 2007
Uniform 401(k) disclosure urged

401(k) participants should get concise annual summaries of expenses—preferably online, according to a trade group.

INVESTING ALTERNATIVES JUL 20, 2007
Robin Hood stops investing in rich

The Robin Hood Foundation said it would stop investing in its donors’ and board members’ hedge funds.

RETIREMENT LIFE INSURANCE AND ANNUITIES JUL 20, 2007
Senate eyes insurer sales to seniors

The Senate opened an investigation into insurers that use suspect tactics when dealing with seniors.

YOUR PRACTICE FINTECH JUL 19, 2007
Pentegra teams up with BISYS

Another partnership has been formed in preparation for impending boomer retirement rush.