Bloomberg

Bloomberg
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RETIREMENT LIFE INSURANCE AND ANNUITIES APR 09, 2007
VA sales strong in 2006; expected to remain robust

NEW YORK — As long as the stock market keeps rising, and baby boomers keep getting older, variable annuity sales should continue to be robust, industry observers say.

NEWS INDUSTRY NEWS APR 02, 2007
Potential axing of 12(b)-1 fees worries advisers

Industry participants were unhappy to learn that repeal will be an option as the Securities and Exchange Commission takes a hard look at the 12(b)-1 rule, which allows mutual funds to generate billions of dollars in fees.

RETIREMENT TAX APR 02, 2007
Spreading the tax risk in retirement portfolios urged

By now, the merits of asset and stock diversification in a retirement portfolio are well established, but what about tax diversification?

NEWS INDUSTRY NEWS APR 02, 2007
Advisers use risk management to ride out market turbulence

The stock market has remained unsettled since the big plunge of Feb. 27, but many financial advisers report few worries, attributing their well-being to the risk management inoculation they have given their client portfolios.

INVESTING MUTUAL FUNDS APR 02, 2007
Awards may bring fame, fortune to fund companies

Summit Mutual Funds’ Gary Rodmaker, in tuxedo and bow tie, was quite a sight rounding Manhattan’s Columbus Circle in a bicycle taxi on his way to accept a trophy at last month’s Lipper Fund Awards 2007.

NEWS INDUSTRY NEWS APR 02, 2007
Structured-products industry takes case directly to consumers

The structured-products industry is taking its message directly to consumers with coordinated marketing and educational efforts designed to demystify the often-complex, intermediary-sold alternative investments.

NEWS BROKER DEALERS APR 02, 2007
Court rejects broker-dealer exemption rule

The U.S. Court of Appeals for the District of Columbia Circuit on Friday overturned the Securities and Exchange Commission’s broker-dealer exemption rule in a 2-1 decision.

NEWS INDUSTRY NEWS APR 02, 2007
Wealth pros warming to passive

Passive investing is gaining favor among wealth managers, according to bankers, vendors and industry consultants.

RETIREMENT TAX APR 02, 2007
AMT debate may pave way to tax simplification, some say

Congressional members on both sides of the aisle are looking at using the alternative minimum tax debate to lead the way to a plan for tax simplification.

NEWS BROKER DEALERS APR 02, 2007
NASD to emphasize regulation ‘principles’

NASD will put increasing emphasis on “principles based” regulation rather than “one size fits all” rulemaking, even as it concedes that such a move could confuse many in the brokerage industry.