Ten firms, including Baird and Interactive Brokers, agreed to pay penalties totaling $79 million for employees' use of unmonitored communications channels on the job.
The regulator has paused decisions ahead of a government shutdown.
Pershing Square Capital veteran highlights energy prices and interest rates concern.
Asset manager's CEO also “not that fearful” about any recession.
International investors were wiped out 2 years ago and authorities are now investigating unspecified crimes.
Liechtenstein's Prince Hans-Adam II manages assets for world's super-rich.
Report says that the deals are now being considered by the firms involved.
Optimism has been shattered by the tougher stance taken by the central bank.
Asset manager sees greater risk in high-yield, but says it’s generally good risk.
MD Scott Robner says it's a "no rules market" but expects year-end rally.
