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NEWS REGULATION AND LEGISLATION SEP 26, 2019
The ETF market just got a shot in the arm from D.C.

SEC eases rules that the industry says slowed the issuance of new exchange-traded funds.

Making a difference, doing a world of good
NEWS INDUSTRY NEWS SEP 26, 2019
Making a difference, doing a world of good

Financial advisers working hard to improve the lives of others and finding new purpose along the way

Wealthiest families are stockpiling cash
INVESTING ALTERNATIVES SEP 24, 2019
Wealthiest families are stockpiling cash

Amid recession fears, 42% of family offices around the world are increasing cash reserves.

Young people thirsty for personal finance know-how
NEWS INDUSTRY NEWS SEP 23, 2019
Young people thirsty for personal finance know-how

Three out of four recent high school graduates wish a class on personal finance had been a mandatory part of their education.

Goldman targets rich Europeans
YOUR PRACTICE PRACTICE MANAGEMENT SEP 23, 2019
Goldman targets rich Europeans

Bank plans to add 30 wealth advisers to court clients in Switzerland, Germany and the UK.

Climate change could interfere with retirement readiness
RETIREMENT RETIREMENT PLANNING SEP 20, 2019
Climate change could interfere with retirement readiness

Events like wildfires and hurricanes can mean health-related or relocation costs for retirees.

Warren's wealth tax could create compliance challenges
NEWS REGULATION AND LEGISLATION SEP 19, 2019
Warren's wealth tax could create compliance challenges

Economists determining how much someone is worth could lead to contentious standoffs between taxpayers and the IRS.

Proposal for Bitcoin ETF withdrawn by Cboe, VanEck SolidX
YOUR PRACTICE FINTECH SEP 18, 2019
Proposal for Bitcoin ETF withdrawn by Cboe, VanEck SolidX

The investment vehicle would only have been available to institutional investors

UBS 'raid' of Credit Suisse in U.S. prompts $9 million slap
YOUR PRACTICE PRACTICE MANAGEMENT SEP 18, 2019
UBS 'raid' of Credit Suisse in U.S. prompts $9 million slap

Arbitration panel rules UBS did raid Credit Suisse employees.

Rockefeller Capital buys wealth firm for Silicon Valley rich
NEWS RIAS SEP 18, 2019
Rockefeller Capital buys wealth firm for Silicon Valley rich

Rockefeller Capital makes first multifamily office acquisition on the West Coast.