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Robinhood's halted foray into banking prompts lawmaker scrutiny
YOUR PRACTICE FINTECH DEC 21, 2018
Robinhood's halted foray into banking prompts lawmaker scrutiny

Bipartisan group of Senate Banking Committee members asks the SEC and FDIC to review the firm's offering.

New tax laws invite strategic sidestepping
RETIREMENT RETIREMENT PLANNING DEC 20, 2018
New tax laws invite strategic sidestepping

Uncertainty looms, but there may be some good news ahead for taxpayers.

Surprise tax hit awaits investors in hedge funds
INVESTING ALTERNATIVES DEC 20, 2018
Surprise tax hit awaits investors in hedge funds

As result of new cap on deductions, trader hedge funds like Point72 likely to see increase on their tax bills.

From Ferraris to psychedelics: An alternative investment guide
INVESTING ALTERNATIVES DEC 20, 2018
From Ferraris to psychedelics: An alternative investment guide

If volatility has scared you away from stocks, maybe you should think about investing in batteries for electric vehicles, or crypto-tax software startups.

Investors pour record cash into value ETF
INVESTING EQUITIES DEC 19, 2018
Investors pour record cash into value ETF

Amid the stock market sell-off, strategists have encouraged investors to pick value rather than growth

Investors flee biggest financials ETF at fastest pace since 2008
INVESTING EQUITIES DEC 19, 2018
Investors flee biggest financials ETF at fastest pace since 2008

The $24 billion Financial Select Sector SPDR Fund saw $1.8 billion of outflows last week

UBS Wealth embraces exotic strategies to battle market headwinds
NEWS INDUSTRY NEWS DEC 19, 2018
UBS Wealth embraces exotic strategies to battle market headwinds

The strategy draws inspiration from fast-money playbook beloved by hedge funds.

Growing chasm between rich and poor divides country into two Americas
NEWS INDUSTRY NEWS DEC 19, 2018
Growing chasm between rich and poor divides country into two Americas

Here are the areas that have shown the biggest increases in concentration of wealthy households.

Wall Street could be facing fewer fines in 2019 as lone SEC Democrat leaves
NEWS REGULATION AND LEGISLATION DEC 19, 2018
Wall Street could be facing fewer fines in 2019 as lone SEC Democrat leaves

Surging upfront recruiting checks carry significant risks for independent advisers
INVESTING ALTERNATIVES DEC 19, 2018
Surging upfront recruiting checks carry significant risks for independent advisers

It's crucial for advisers to kick the tires thoroughly on any potential transition, starting with questions about the firm's capabilities, products, support and financials.