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RIAs that invest in training and development can win more and build their brands
NEWS INDUSTRY NEWS NOV 14, 2018
RIAs that invest in training and development can win more and build their brands

Apple stock plunge sends shudder through rest of U.S. economy
YOUR PRACTICE FINTECH NOV 13, 2018
Apple stock plunge sends shudder through rest of U.S. economy

Abysmal seven-day stretch for iPhone-maker further dragged by earnings speculation analysts say is too optimistic

Mariner Wealth Advisors acquires $2 billion Patriot Wealth Management
NEWS RIAS NOV 13, 2018
Mariner Wealth Advisors acquires $2 billion Patriot Wealth Management

The purchase, which will become effective at the start of 2019, is Mariner's first venture into Houston.

Tech sell-off becomes the roughest since 2011
INVESTING EQUITIES NOV 12, 2018
Tech sell-off becomes the roughest since 2011

Rising Nasdaq volatility reflects investors' skittishness about the sector.

SEC commissioner warns about use of leverage in ETFs
INVESTING ETFS NOV 12, 2018
SEC commissioner warns about use of leverage in ETFs

Products that employ derivatives to boost their returns threaten the reputation of the ETF market, says Robert Jackson.

Great change or gridlock? Under a bipartisan Congress, advisers will see change
NEWS REGULATION AND LEGISLATION NOV 10, 2018
Great change or gridlock? Under a bipartisan Congress, advisers will see change

Legislation to boost retirement savings might gain support.

All eyes on stock buybacks
INVESTING EQUITIES NOV 09, 2018
All eyes on stock buybacks

Corporate purchases may be the only factor capable of sustaining the equity market's rebound, analyst says

Getting divorced? Do it right now or pay much bigger tax bill
RETIREMENT RETIREMENT PLANNING NOV 09, 2018
Getting divorced? Do it right now or pay much bigger tax bill

For divorces finalized starting next year, spouses paying alimony will no longer be able to deduct those payments.

UBS reaches last leg of two largest court battles
NEWS REGULATION AND LEGISLATION NOV 09, 2018
UBS reaches last leg of two largest court battles

Swiss bank could face billions of dollars in fines from French and US authorities.

JPMorgan says bond ETFs may help neutralize a 'credit bomb'
INVESTING MUTUAL FUNDS NOV 09, 2018
JPMorgan says bond ETFs may help neutralize a 'credit bomb'

Exchange-traded funds' greater liquidity through the secondary market might leave them less damaged than other alternatives, JPMorgan strategists say.