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Equity market gyrations catch fund managers off guard
NEWS INDUSTRY NEWS JUN 28, 2018
Equity market gyrations catch fund managers off guard

Momentum stocks bear the brunt of the selling.

SEC proposes making it easier to start ETFs
INVESTING MUTUAL FUNDS JUN 28, 2018
SEC proposes making it easier to start ETFs

Rule is expected to give exchange-traded funds a boost, but complex products wouldn't be eligible for the streamlined process

Small caps are losing their immunity to trade jitters
INVESTING EQUITIES JUN 27, 2018
Small caps are losing their immunity to trade jitters

Russell 2000 index of small-cap stocks has underperformed global equities three days in a row

Former Finra analyst sues agency for age discrimination
YOUR PRACTICE PRACTICE MANAGEMENT JUN 26, 2018
Former Finra analyst sues agency for age discrimination

Brian McIntyre says Finra laid off mostly older workers after it lost a regulatory contract with the NYSE in 2016.

Momentum stocks set for more pain as quarter ends
INVESTING EQUITIES JUN 26, 2018
Momentum stocks set for more pain as quarter ends

Given recent declines, quantitative risk models are likely to send a sell signal, leading to additional losses, analyst says.

Bank of America contributed to $102 million Ponzi scheme: lawsuit
NEWS INDUSTRY NEWS JUN 26, 2018
Bank of America contributed to $102 million Ponzi scheme: lawsuit

Plaintiffs charged that BofA lent the scheme an air of legitimacy and provided critical support.

401(k) advisers should heed the legal aspects of outsourcing
RETIREMENT RETIREMENT PLANNING JUN 25, 2018
401(k) advisers should heed the legal aspects of outsourcing

The extent to which an employer can completely remove fiduciary liability through outsourcing is an unresolved issue.

Stocks sell off on escalating trade jitters
INVESTING EQUITIES JUN 25, 2018
Stocks sell off on escalating trade jitters

Market trims losses after National Trade Council director Peter Navarro calms concerns about a trade war.

Municipal bonds once seen as the safest are now tarnished
INVESTING FIXED INCOME JUN 22, 2018
Municipal bonds once seen as the safest are now tarnished

Bonds backed by revenue streams such as taxes or tolls are starting to see downgrades from the rating agencies

Hurricane-proof homes are available. Why isn't anyone buying them?
NEWS INDUSTRY NEWS JUN 22, 2018
Hurricane-proof homes are available. Why isn't anyone buying them?

Architects and engineers are devising better ways to protect buildings against extreme weather, but the innovations are slow to spread