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NEWS REGULATION AND LEGISLATION MAY 18, 2018
Wells Fargo's latest issue emerges amid bank's rebranding campaign

News that bank's wholesale unit altered the records of corporate clients sent its stock lower Thursday

NEWS INDUSTRY NEWS MAY 17, 2018
Employees at best places to work focus on the person — and the fun

Employees at best places to work firms focus on the person and fun.

INVESTING ALTERNATIVES MAY 17, 2018
JPMorgan Chase to make alt investments available to the many

Bank plans to slash minimum buy-in to $100,000 from $10 million.

NEWS REGULATION AND LEGISLATION MAY 16, 2018
SEC, Finra nab two firms for AML violations

Chinese bank unit fined $5.3 million over anti-money laundering laxity.

NEWS INDUSTRY NEWS MAY 16, 2018
Jordan Belfort, 'Wolf of Wall Street,' falling behind on restitution

Still owes $97 million; lawyer says he's 'cash strapped'; prosecutors say he's a 'deadbeat.'

NEWS RIAS MAY 16, 2018
California RIA William Jordan settles with SEC on fraud charges

Adviser consents to permanent injunction; court will determine penalties.

RETIREMENT RETIREMENT PLANNING MAY 16, 2018
Mass Mutual to hike some LTC premiums by 77%

Move will affect 54,000 policyholders with older policies.

YOUR PRACTICE PRACTICE MANAGEMENT MAY 15, 2018
Iconiq Capital co-founder leaves to start rival wealth-management firm

Calls out conflicts of interest in the industry.

YOUR PRACTICE FINTECH MAY 15, 2018
ETF flows show tech is back in vogue

The PowerShares QQQ Trust Series ETF took in more than $2 billion last week

YOUR PRACTICE FINTECH MAY 14, 2018
A millennial's perspective: The frustrating misconception advisers have about building a Next Gen value proposition

Determine how your offering can flex along with your clients' needs, no matter their stage in life or circumstance.