Christine Idzelis

InvestmentNews reporter. Twitter: @CIdzelis

Christine Idzelis
Displaying 180 results
YOUR PRACTICE PRACTICE MANAGEMENT SEP 08, 2016
Raymond James, Baird to pay $850,000 for SEC wrap-fee violations

Some of the firms' clients weren't aware of costs paid beyond the wrap-fee programs

NEWS RIAS SEP 08, 2016
HighTower Advisors gains traction in RIA market

The firm is most focused on RIAs that don't want to sell but will pay for its services.

Wells Fargo recruits brokers with combined $807 million of assets from JPMorgan, Morgan Stanley
YOUR PRACTICE PRACTICE MANAGEMENT SEP 06, 2016
Wells Fargo recruits brokers with combined $807 million of assets from JPMorgan, Morgan Stanley

The Anderson Remchuck Wealth Management Group managed $700 million at JPMorgan.

CFP Board poised to make advisers' arbitration results public
NEWS RIAS SEP 06, 2016
CFP Board poised to make advisers' arbitration results public

Tweaks to new rule mean details of disputes may surface.

Amid slowdown, Raymond James recruits more adviser teams
YOUR PRACTICE PRACTICE MANAGEMENT SEP 06, 2016
Amid slowdown, Raymond James recruits more adviser teams

Overall, adviser moves are down 46% compared with the same quarter in 2015.

Financial advisers push boundaries of social media
NEWS RIAS SEP 01, 2016
Financial advisers push boundaries of social media

RIAs, wirehouses exploring new ways of connecting with clients online.

RBC Wealth Management recruits $1 billion adviser team from Morgan Stanley
YOUR PRACTICE PRACTICE MANAGEMENT AUG 31, 2016
RBC Wealth Management recruits $1 billion adviser team from Morgan Stanley

The Evergreen Group joins RBC's office in San Antonio

SEC fines advisory firms $2.2 million for spreading false claims made by F-Squared
NEWS RIAS AUG 31, 2016
SEC fines advisory firms $2.2 million for spreading false claims made by F-Squared

Thirteen advisory firms repeated unsubstantiated claims about investment performance.

NEWS BROKER DEALERS AUG 30, 2016
Cetera names Robert Moore CEO, replacing Larry Roth

Mr. Moore, Cetera's non-executive chairman, will take over the reins Sept. 12.

Advisers managing $587M join Wells Fargo from Morgan Stanley
YOUR PRACTICE PRACTICE MANAGEMENT AUG 30, 2016
Advisers managing $587M join Wells Fargo from Morgan Stanley

The group opened Encore Wealth Management at Wells Fargo Advisors Financial Network.