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NEWS REGULATION AND LEGISLATION APR 23, 2014
Finra moves ahead with BrokerCheck, arbitration and expungement efforts

At its board meeting, the regulator put out for public comment changes to how firms link to its BrokerCheck database. It also backed changes to how it defines arbitrators and moved to prohibit firms and brokers from putting conditions on settlements.

INVESTING FIXED INCOME OCT 18, 2013
U.S. bill supply at Eisenhower-era low seen bolstering bonds

Supply of the shortest-term securities is shrinking, Barclays says

INVESTING FIXED INCOME OCT 02, 2013
Treasuries fall as investors speculate shutdown may end soon

Benchmark 10-year yields climb from almost the lowest level in seven weeks

NEWS INDUSTRY NEWS OCT 01, 2013
Treasuries fall as investors bet shutdown may end soon

Benchmark 10-year yields climb from almost the lowest level in seven weeks

INVESTING FIXED INCOME JUL 10, 2013
Lost decade for bonds looms with growing return for equities

INVESTING FIXED INCOME MAY 14, 2013
Buffett skips Apple bonds, other corporate debt

NEWS REGULATION AND LEGISLATION MAY 03, 2013
Walter says SEC puts priority on lifting Reg D ad ban

Republicans express frustration with slow pace, missed deadline

NEWS INDUSTRY NEWS MAY 02, 2013
Oil pushing to $100?

Prices are at a one month high, with CNBC's Sharon Epperson and Helima Croft of Barclays

NEWS INDUSTRY NEWS MAY 01, 2013
Apple seen raising dividend by more than half

Investors would get one of the highest yields in the tech industry

Note to self: Don't ignore clients' wives
YOUR PRACTICE PRACTICE MANAGEMENT NOV 21, 2012
Note to self: Don't ignore clients' wives