With the sunsetting of the Tax Cuts and Jobs Act at the end of next year, leaders on both sides of the aisle have an opportunity to make a change for the sake of Main Street investors.
FSI will work constructively with the regulator to find the best way forward, just as it did over residential supervisory location designations.
The Financial Services Institute is asking the SEC to adopt a procedural framework to detect and prevent certain unfair enforcement practices.
Politicians and regulators shouldn't be unduly favoring or burdening particular investment vehicles.
The pace and breadth of the agency's current rulemaking is not allowing for constructive criticism from the people implementing the rules.
It's critical that the DOL and members of Congress hear from advisers what their independent classification means, not just to them but to their clients as well.
The legislation is a necessary step to ensure that more and more Americans can live comfortably once they stop working.
Fees, financial literacy and the freedom to work as an independent contractor are all under debate in state legislatures — and relevant to the growth of advisers' practices
Seniors lose more than $3 billion annually as a result of financial scams and other forms of elder abuse, and as baby boomers continue to age, this already staggering figure is sure to rise.
While 2021 presented several challenges, there were also many positive legislative and regulatory developments over the course of the year.
