Credit ratings agency follows its downgrade of US long-term sovereign credit rating with a host of additional downgrades.
S&P 500 now four standard deviations below 50-day moving average. A rarity? Oh yeah
Several former long-time executives of A.G. Edwards & Sons Inc. are no longer with Wells Fargo Advisors LLC, InvestmentNews has learned.
Envestnet Asset Management Inc. has signed an agreement to provide a money management platform for Shareholders Service Group Inc., a San Diego-based custodial firm that serves 700 advisers.
John Thiel is looking to streamline the Merrill Lynch management structure. In doing so, he may be spreading himself too thin | <b>Extra</b> <a href=http://edit.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&Date=20110616&Category=FREE&ArtNo=616009999&Ref=PH&Params=Itemnr=5>How does ML rate with clients?</a>
Clients of a prominent Bank of America Merrill Lynch broker have won an $880,000 arbitration award against the firm.
Industry regulator shelled out more than $300K in first quarter; entire financial industry spending big bucks bending ears
Brokers are up in arms about what they say is an increasing number of fines for innocent trade-reporting errors.
Although they aren't ready to give up their bearish long-term stance on bonds just yet, most financial advisers and other market participants seem to be adjusting downward their short-run expectations for higher rates and economic growth
MSRB warns against price manipulation in the wake of possible credit downgrades
