Despite the tougher outlook for regulatory audits in the coming months, many advisory firms that host their own e-mail systems still lack an e-mail archiving and backup system (44% of advisers who responded to an <i>InvestmentNews</i> technology survey last year said they had no such system).
With new modifications to the systems at the Depository Trust and Clearing Corp., reporting of cost basis information appears as if it could become less of an issue with advisers — assuaging some concerns from advisers that new requirements could make reporting more costly and cumbersome.
Cheshire Software Inc. has released an updated version of its Cheshire Wealth Manager planning program, which helps advisers develop both lifetime plans and simpler, goal-based plans for clients.
The first thing adviser Karin Lopez-Gerber does upon arriving at her office is examine her client downloads from the night before.
CashEdge Inc. is now making its AllData Advisor account aggregation service available to financial advisers via a self-service online subscription.
A significant update to the popular financial planning program MoneyGuidePro was rolled out over the weekend.
So you think only ordinary people have financial troubles?
Two technology developments came out of the Nasdaq OMX Group Inc. this past week: a new social network and an iPhone application.
NorthStar Systems International on Monday unveiled Turnkey Advisor Desktop Solution.
The mountain of paper advisers create when they sell an insurance policy or annuity contract is about to shrink.
