Claims big losses from partnerships that failed to provide anticipated tax benefits
Agreed to pay $382,000 to resolve claims that he misled investors by touting fake taste tests and sales
The Oppenheimer Holdings solicitation allegedly overstated the value of holdings in the Global Resource Private Equity Fund, described in a private placement memorandum as a fund of funds intending to invest in natural resource-related companies.
Failure to reform money-market funds would be a mistake: Economist panel
Company sold $900 million of stock and its Morgan Keegan brokerage for about $1.2 billion to help repay the bailout
An analysis of stakes held in publicly traded U.S. and Latin American companies uncovered eight billionaires who haven't appeared in any major international wealth rankings. Most of their 10-figure fortunes are derived from public holdings and dividend income.
Investors are expected to favor oil, gold and copper in what should be a strong recovery over 2011 for commodities
Goldman Sachs failed to implement policies to keep its stock analysts from tipping select clients about upcoming research changes, SEC says.
Obama's budget would raise marginal tax rates to a maximum of 39.6%, up from 35%. High-income taxpayers would also face higher rates on investment income and limits on deductions.
U.S. municipal-bond yields rose for a fifth straight day to the highest in more than four months as government reports pointed to a recovery in housing.
