Commenters had warned against eliminating it without setting a new standard
Unit snags 110 brokers in fiscal first quarter; tops $200B in assets
Discount broker's 2%-too-much-to-pay claims could overstate the case
Advisers who hold their assets at The Charles Schwab Corp.'s custody unit brought in an eye-popping $24.4 billion in net new assets in the fourth quarter of last year — an all-time record.
SRO posts summary of proposal on website; sure to draw some howls
Performance lags packaged fund programs, blended benchmarks; get out, forget to get back in
After receiving a fair amount of negative comments from reps, Finra is backtracking on its plan to end the 5% markup rule.
Speaking at TD Ameritrade's annual conference, security experts said unsecured servers and lame passwords are putting advisers' clients at risk