DJAMIESON

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NEWS REGULATION AND LEGISLATION DEC 09, 2012
U.K. advisers may exit industry in '13

Finra plan for bonus disclosure draws sharp reaction
NEWS BROKER DEALERS DEC 07, 2012
Finra plan for bonus disclosure draws sharp reaction

A potential proposal by Finra requiring reps to dislose their recruitment incentive to clients is drawing decidedly mixed reviews. Dan Jamieson reports on the reaction.

Crowding into crowdfunding biz has regulators worried
NEWS REGULATION AND LEGISLATION DEC 06, 2012
Crowding into crowdfunding biz has regulators worried

State officials uncover 8,500 web sites with 'crowdfund' in their names

YOUR PRACTICE PRACTICE MANAGEMENT DEC 02, 2012
Sparks fly over plan to disclose bonuses

NEWS INDUSTRY NEWS DEC 02, 2012
LA's rich and famous shine

Another high-profile exit from MSSB
NEWS WIREHOUSES NOV 30, 2012
Another high-profile exit from MSSB

Another high-profile defection from MSSB as a $600M team jumps to HighTower

Finra to consider new disclosure rule
NEWS BROKER DEALERS NOV 29, 2012
Finra to consider new disclosure rule

Finra eyes requiring the disclosure of recruiting incentives to clients | <b>Sarch:</b> <a href=http://www.investmentnews.com/article/20121129/BLOG01/121129937>Transparency for bonuses? Bring it on! &amp;raquo;</a>

Jeremy Grantham offers most-depressing forecast ever
NEWS INDUSTRY NEWS NOV 28, 2012
Jeremy Grantham offers most-depressing forecast ever

In his latest prediction, legendary strategist Jeremy Grantham offers what may be the most-depressing economic forecast ever. Happy Thanksgiving!

Don't tread on our tax exemption: Muni coalition
INVESTING FIXED INCOME NOV 26, 2012
Don't tread on our tax exemption: Muni coalition

Muni bond players band together to retain favored tax status of municipals

NEWS INDUSTRY NEWS NOV 25, 2012
Jeremy Grantham offers most depressing forecast ever