But commission murky on verification of 'accredited investors'; comment period caused friction
Will delay decision on plan to allow public advertising of private placements
Average transaction AUM nearly double that of 2011, Schwab data show
Custodian looking to eliminate mailing of checks to mutual funds, insurance companies; other tech rollouts in the works, too
The SEC will not be passing an interim rule next week that would have let issuers of private securities, like hedge funds, immediately begin to make solicitations to the public.
Several industry groups have laced into Finra over the regulator's plan to hike its charges
