Ellie Zhu

Ellie was our Digital Content and Production Manager from 2015 to 2019 before she moved on to become Graphics Editor at The Wall Street Journal and latterly Data Scientist, Media Innovations at The New York Times. Connect with her at LinkedIn.

Ellie Zhu
Displaying 121 results
NEWS BROKER DEALERS NOV 13, 2016
Mary Jo White: 3 areas of oversight for the Treasury market

NEWS REGULATION AND LEGISLATION NOV 08, 2016
Finra's sweep of broker-dealer cross-selling may head off problems

It shows Finra is carrying out its responsibility of regulating the industry and serving as the watchdog protecting the public.

NEWS REGULATION AND LEGISLATION NOV 06, 2016
Eyes wide shut on DOL fiduciary future

The advice industry is still largely speculating about what lies ahead.

YOUR PRACTICE PRACTICE MANAGEMENT NOV 02, 2016
Advisers on the Move, third quarter recap

The broader brokerage industry grappled with a number of significant regulatory and market changes in the third quarter.

INVESTING ALTERNATIVES OCT 30, 2016
A clear view of alternative strategies is a challenge for financial advisers

An alternative strategy is only as good as what it is an alternative to. What is its purpose?

RETIREMENT RETIREMENT PLANNING OCT 30, 2016
New path for resolving late RIA rollovers

How to minimize the chance of a late rollover.

NEWS REGULATION AND LEGISLATION OCT 23, 2016
Sen. Elizabeth Warren's bogus charges against SEC's Mary Jo White

Warren's charges could be motivated by political calculation rather than concern about investor protection or information.

YOUR PRACTICE PRACTICE MANAGEMENT OCT 23, 2016
Performance-based pay may lead to problems including fines — and even a tarnished brand

Nobel prize winners studied performance-based compensation practices reported back a cautionary tale.

NEWS REGULATION AND LEGISLATION OCT 16, 2016
Verification key to halting cyber scams

The threat of cyberattacks is very real in the financial advisory industry, but not all advisers are getting the message.

NEWS OPINION OCT 09, 2016
Ensuring arbitration awards make it to investors

Unpaid awards is an issue that has been smoldering since at least 2000.