Insurer partners with DPL Financial's insurance network to distribute annuity products through independent RIAs.
An InvestmentNews survey reveals the extent of assaults and other offenses financial advisers face, and what some industry groups are doing to address it.
Firm also raised premiums an average 53% last year through the third quarter for some policyholders.
Executive said agency will check on systems and processes firms have in place, and gather information about how rules can be improved.
Indie B-D recruited $27.3 billion in brokerage and advisory assets in 2018, at the same time the firm was experiencing big shake-ups in its operations.
Millennials love it, advisers don't: Turns out, extreme early retirement is a suitable goal for almost nobody
Firm awarded broker sales awards, despite mutual-fund churning flagged to home office, according to Finra.
The death of the DOL fiduciary rule condemned the mutual fund share class to extinction.
The legislation 'has legs' given that retirement policy debates will be front and center in Congress next year.
Insured Retirement Institute says insurer's move to shore up its finances may create negative perception that harms annuity industry.
