Justices seek DOL comment on case involving share classes offered to plan participants.
As the products gain assets, more consider sophisticated investments.
Western Asset Management Co. will pay $21 million to settle charges involving internal cross-trading and coding errors resulting in losses to institutional investors, the SEC announced Monday.
Osnato to move from agency's New York office
Labor Dept. seeks ruling on Fifth Third Bancorp case that could ease challenges to employers.
Supreme Court review could lead to more stock-drop cases.
As the products gain assets, more consider sophisticated investments
Big breakout on price of contracts backing President Obama to win reelection
A reorganization of the SEC's enforcement division is starting to pay off with some high-profile cases, and agency executives promise that many more are in the pipeline