Thomas Powers, Bill Roberts share top spot; Harold Kotler becomes chairman effective July 1.
The suite of six portfolios can be accessed on SEI’s platform for advisers.
The acquisition of Winfield Associates adds to MAI's financial planning and investment teams at its headquarters in Cleveland.
The team in Lake Charles, Louisiana,, now known as Woods Brignac Wealth Management of Raymond James, moves to the firm’s employee channel.
Bruce interviews InvestmentNews senior reporter Mark Schoeff Jr. about the SEC's lawsuit against Western International Securities Inc., which involves GWG bonds and violations of Reg BI. Bruce and Mark talk through the specific charges and how effective Reg BI has been during its two years of operation.
Oklahoma, Texas firms form Gaddis Premier Wealth Advisors. David Reed will serve as CEO of the new firm.
Mikail Qazi and Timothy Martin are joining UBS Private Wealth Management in Washington, D.C.
The agency's notice that it was closed for the Juneteenth holiday was criticized as racist and led two major insurance companies to break ties with the agency.
“Skip” Parker and Harriet Parker, who operate as Four Corners Private Wealth, will open an office in Greenwich, Connecticut.
Adam Hutchinson, Robert Gibbs affiliate through River Edge Wealth Partners, an OSJ on the LPL platform.
