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Texas advisers managing $220 million switch to Raymond James from LPL
NEWS ADVISOR MOVES JUN 30, 2022
Texas advisers managing $220 million switch to Raymond James from LPL

Jon Burnett, Daniel Fowler and Chad Carlile have joined the firm’s independent adviser channel.

Prime Pensions acquires Northwest Retirement Plan Consultants
RETIREMENT RETIREMENT PLANNING JUN 29, 2022
Prime Pensions acquires Northwest Retirement Plan Consultants

The acquisition diversifies Prime Pensions' client base and extends its geographic presence.

Raymond James to rebrand Carillon Tower Advisers
YOUR PRACTICE PRACTICE MANAGEMENT JUN 29, 2022
Raymond James to rebrand Carillon Tower Advisers

The asset management firm will change its name this fall to Raymond James Investment Management.

Co-CEOs appointed at GW&K Investment Management
YOUR PRACTICE PRACTICE MANAGEMENT JUN 28, 2022
Co-CEOs appointed at GW&K Investment Management

Thomas Powers, Bill Roberts share top spot; Harold Kotler becomes chairman effective July 1.

SEI introduces model portfolios using Dimensional ETFs
YOUR PRACTICE PRACTICE MANAGEMENT JUN 28, 2022
SEI introduces model portfolios using Dimensional ETFs

The suite of six portfolios can be accessed on SEI’s platform for advisers.

MAI Capital acquires RIA managing over $368 million
NEWS INDUSTRY NEWS JUN 28, 2022
MAI Capital acquires RIA managing over $368 million

The acquisition of Winfield Associates adds to MAI's financial planning and investment teams at its headquarters in Cleveland.

Merrill trio managing $453 million joins Raymond James
NEWS ADVISOR MOVES JUN 28, 2022
Merrill trio managing $453 million joins Raymond James

The team in Lake Charles, Louisiana,, now known as Woods Brignac Wealth Management of Raymond James, moves to the firm’s employee channel.

The SEC's lawsuit against Western International Securities
THE INVESTMENTNEWS PODCAST JUN 27, 2022
The SEC's lawsuit against Western International Securities

Bruce interviews InvestmentNews senior reporter Mark Schoeff Jr. about the SEC's lawsuit against Western International Securities Inc., which involves GWG bonds and violations of Reg BI. Bruce and Mark talk through the specific charges and how effective Reg BI has been during its two years of operation.

Hybrid merger creates RIA managing $350 million
NEWS RIAS JUN 27, 2022
Hybrid merger creates RIA managing $350 million

Oklahoma, Texas firms form Gaddis Premier Wealth Advisors. David Reed will serve as CEO of the new firm.

UBS nabs $500 million Merrill team
NEWS WIREHOUSES JUN 24, 2022
UBS nabs $500 million Merrill team

Mikail Qazi and Timothy Martin are joining UBS Private Wealth Management in Washington, D.C.