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Retirees taking lump-sum payouts are depleting them faster
NEWS INDUSTRY NEWS FEB 25, 2022
Retirees taking lump-sum payouts are depleting them faster

A MetLife study finds the money was gone after 5½ years for 34% who took a lump-sum payment.

NFP acquires $4.6 billion RIA
NEWS RIAS FEB 24, 2022
NFP acquires $4.6 billion RIA

AFS Advisors is a Suwanee, Georgia-based registered investment adviser.

Credit union managing $245 million goes to Raymond James
NEWS BROKER DEALERS FEB 24, 2022
Credit union managing $245 million goes to Raymond James

A solo adviser, along with seven staff members, runs the First Community Credit Union program in Houston, which had been affiliated with CUNA Brokerage Services.

Stratos Wealth increases stake in BWM Financial
NEWS RIAS FEB 23, 2022
Stratos Wealth increases stake in BWM Financial

The Ohio-based RIA's total ownership share in BWM rises to 33% after its initial investment two years ago.

Merchant takes minority stake in Truvestments
NEWS RIAS FEB 23, 2022
Merchant takes minority stake in Truvestments

The investment will help Truvestments share its Demogronomics model for investment management and client engagement on a larger scale.

Raymond James nabs $220 million Edward Jones rep
NEWS ADVISOR MOVES FEB 22, 2022
Raymond James nabs $220 million Edward Jones rep

Jennifer Main joins Raymond James & Associates – the firm's employee advisory channel in Oskaloosa, Iowa.

Baird adds reps managing $850 million at Morgan Stanley
NEWS BROKER DEALERS FEB 22, 2022
Baird adds reps managing $850 million at Morgan Stanley

A solo adviser joined the firm in Yakima, Washington, and a duo signed on in Durango, Colorado.

Is Finra's arbitrator selection system rigged?
THE INVESTMENTNEWS PODCAST FEB 22, 2022
Is Finra's arbitrator selection system rigged?

Adam Gana, managing partner of Gana Weinstein, joins Bruce to discuss a recent Finra arbitration decision overturned by a court in Georgia. They discuss the case, how Finra abitration works, and what the case means for Finra and for advisers.

Adviser managing $155 million switches from Ameriprise to SagePoint
NEWS ADVISOR MOVES FEB 22, 2022
Adviser managing $155 million switches from Ameriprise to SagePoint

Divorce-related issues are specialty of Rehoboth, Massachusetts-based Lars Lambrecht.

February 21, 2022
DIGITAL ARCHIVE FEB 22, 2022
February 21, 2022