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Larger RIA firms growing fastest, IAA finds
NEWS RIAS JUN 28, 2021
Larger RIA firms growing fastest, IAA finds

There are now almost 14,000 RIAs registered with the SEC, and the number of clients they serve grew 17% in 2020, to 60.8 million

THE INVESTMENTNEWS PODCAST JUN 28, 2021
Inside Dave Ramsey's shop and Sonya Dreizler on how industry conferences can help diversity

A conversation with Bob Smietana of the Religion News Service looks at how born-again-Christian and radio host Dave Ramsey fits into finance and religion. Sonya Dreizler joins Jeff and Bruce to chat about some of the challenges women face in the financial advice industry and how industry conferences can help.

Wells Fargo duo managing $580 million joins LPL
NEWS BROKER DEALERS JUN 28, 2021
Wells Fargo duo managing $580 million joins LPL

Steven Carlsen and Sathya Chey are forming a firm, Arise Private Wealth, in Rolling Hills Estates, California.

Plaintiffs accept $5.4 million Transamerica 401(k) settlement
RETIREMENT RETIREMENT PLANNING JUN 25, 2021
Plaintiffs accept $5.4 million Transamerica 401(k) settlement

Participants had accused the plan's fiduciaries of using poorly performing investment options.

Winklevoss cryptocurrency exchange buys $4 million in carbon credits
INVESTING ESG JUN 25, 2021
Winklevoss cryptocurrency exchange buys $4 million in carbon credits

Gemini Trust's Climate Vault donation will prevent 341,000 metric tons of carbon from entering atmosphere.

Lori Hardwick steps down as Riskalyze chairman
YOUR PRACTICE FINTECH JUN 25, 2021
Lori Hardwick steps down as Riskalyze chairman

The veteran adviser tech executive held the post for two years.

Customers to banks: We don't want your advice, but we'll take it
YOUR PRACTICE PRACTICE MANAGEMENT JUN 25, 2021
Customers to banks: We don't want your advice, but we'll take it

J.D. Power finds personalized financial advice drives gains in customer satisfaction for retail banks.

LaSalle St. adds $200 million hybrid
YOUR PRACTICE PRACTICE MANAGEMENT JUN 25, 2021
LaSalle St. adds $200 million hybrid

Retirement Planning Specialists, a firm in the Philadelphia suburb of Willow Grove, has four advisers.

Federal retirement plan should consider climate change: GAO
RETIREMENT RETIREMENT PLANNING JUN 25, 2021
Federal retirement plan should consider climate change: GAO

The board overseeing the Thrift Savings Plan, which has 6 million active and retired participants, says that it subscribes to a strict indexing discipline.

Investors not interested in cryptocurrency in retirement plans
RETIREMENT RETIREMENT PLANNING JUN 24, 2021
Investors not interested in cryptocurrency in retirement plans

The ability to invest in cryptos ranked dead last among features that participants want to see in their retirement plans, Morningstar survey finds.