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Smarsh acquires maker of cybersecurity tools
YOUR PRACTICE FINTECH MAY 21, 2020
Smarsh acquires maker of cybersecurity tools

The acquisition of Entreda will round out the firm’s compliance offering

$400 million bank program shifts to LPL
NEWS BROKER DEALERS MAY 20, 2020
$400 million bank program shifts to LPL

Landmark Bank had used the Raymond James platform before being acquired by Simmons Bank

$650 million team exits Morgan Stanley for RBC
YOUR PRACTICE PRACTICE MANAGEMENT MAY 19, 2020
$650 million team exits Morgan Stanley for RBC

The six-member group, based in New York City group, includes four advisers

Team managing $305 million exits Wells Fargo for LPL
NEWS BROKER DEALERS MAY 18, 2020
Team managing $305 million exits Wells Fargo for LPL

The three-adviser group in Marlton, N.J., is setting up shop using LPL's new program for breakaways

Finding your higher calling in a crisis
NEWS OPINION MAY 17, 2020
Finding your higher calling in a crisis

It’s time for advisers to lend a hand to those who are faring less well

3 Questions: Investing in firms that help those most hurt by pandemic
NEWS INDUSTRY NEWS MAY 15, 2020
3 Questions: Investing in firms that help those most hurt by pandemic

Impact Assets' Margret Trilli describes new fund that's sending capital to frontline heroes and others supporting those impacted by COVID-19 fallout

3 Questions: Riskalyze engineer helping with his 3D printer
NEWS INDUSTRY NEWS MAY 15, 2020
3 Questions: Riskalyze engineer helping with his 3D printer

Riskalyze CEO talks about how the fintech firm is making masks more comfortable

Team managing $360 million at UBS moves to Raymond James
NEWS BROKER DEALERS MAY 15, 2020
Team managing $360 million at UBS moves to Raymond James

Isaacs & Paller Wealth Management in Woodland Hills, Calif., is joining the firm’s employee adviser channel

3 Questions: Firm leveraging clients’ charitable efforts
YOUR PRACTICE PRACTICE MANAGEMENT MAY 15, 2020
3 Questions: Firm leveraging clients’ charitable efforts

Thrivent's Luke Winskowski discusses how they're helping clients support charitable causes

Finra bars no-show former Ameriprise rep
NEWS BROKER DEALERS MAY 14, 2020
Finra bars no-show former Ameriprise rep

Arthur Hoffman was suspended by the firm last month for outside business interests