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Good planning means clients can live their own stories
YOUR PRACTICE PRACTICE MANAGEMENT DEC 12, 2023
Good planning means clients can live their own stories

Marguerita Cheng was taught a valuable financial lesson by her father – that planning is a way of showing love for others.

Top Financial Professionals in the US | Hot List 2023
BEST IN WEALTH DEC 12, 2023
Top Financial Professionals in the US | Hot List 2023

The Hot List 2023 celebrates a collection of 100 individuals, redefining success in the industry and setting new benchmarks.

LPL adds $130M team from Securities America
NEWS ADVISOR MOVES DEC 11, 2023
LPL adds $130M team from Securities America

Fairfield, Connecticut-based Oak Tree Financial Group has three advisors.

State Street plans 1,500 layoffs  
NEWS INDUSTRY NEWS DEC 08, 2023
State Street plans 1,500 layoffs  

The company’s vice chair cites efforts to improve productivity.

‘To stand out, I needed to innovate’
NEWS BROKER DEALERS DEC 07, 2023
‘To stand out, I needed to innovate’

Katz moved beyond cold calls to cultivate relationships with influential figures like sports agents and estate attorneys, thus broadening his network significantly.

Planning ethos shaped by grandfather’s health crisis
RETIREMENT RETIREMENT PLANNING DEC 07, 2023
Planning ethos shaped by grandfather’s health crisis

'Once you enter the distribution phase of retirement, the strategy changes,' Troy Sharpe says. 'It's about understanding the impact of today's decisions on future security.'

Pontera raises another $60 million
RETIREMENT RETIREMENT PLANNING DEC 07, 2023
Pontera raises another $60 million

Latest funding round for fintech platform allowing advisors to manage clients’ held-away assets is led by Iconiq.

Firm founder cites industry’s treatment of women
NEWS RIAS DEC 07, 2023
Firm founder cites industry’s treatment of women

'I watched men get the advantage in so many ways,' Cathy Curtis says. 'And I got really tired of that myself.'

LPL lands advisor managing $165M at Cetera
NEWS BROKER DEALERS DEC 07, 2023
LPL lands advisor managing $165M at Cetera

New Jersey-based Frank Cangelosi will align with Gladstone Wealth Partners.

Mercer announces two deals in as many days
NEWS RIAS DEC 06, 2023
Mercer announces two deals in as many days

RIA aggregator acquired $495M Paragon Wealth Strategies and $95M Brighton Financial Planning.