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From engineering to financial services
YOUR PRACTICE PRACTICE MANAGEMENT DEC 12, 2023
From engineering to financial services

Advisor has made it his mission to help fellow immigrants navigate the financial landscape.

From hedge funds to impact investing
INVESTING ESG DEC 12, 2023
From hedge funds to impact investing

‘Actually getting to work one-on-one with people just really hit home for me’

‘We decided not to be each other’s bosses’
YOUR PRACTICE PRACTICE MANAGEMENT DEC 12, 2023
‘We decided not to be each other’s bosses’

Husband-and-wife team explain how they built a successful practice … and stayed married.

Good planning means clients can live their own stories
YOUR PRACTICE PRACTICE MANAGEMENT DEC 12, 2023
Good planning means clients can live their own stories

Marguerita Cheng was taught a valuable financial lesson by her father – that planning is a way of showing love for others.

Top Financial Professionals in the US | Hot List 2023
BEST IN WEALTH DEC 12, 2023
Top Financial Professionals in the US | Hot List 2023

The Hot List 2023 celebrates a collection of 100 individuals, redefining success in the industry and setting new benchmarks.

LPL adds $130M team from Securities America
NEWS ADVISOR MOVES DEC 11, 2023
LPL adds $130M team from Securities America

Fairfield, Connecticut-based Oak Tree Financial Group has three advisors.

State Street plans 1,500 layoffs  
NEWS INDUSTRY NEWS DEC 08, 2023
State Street plans 1,500 layoffs  

The company’s vice chair cites efforts to improve productivity.

‘To stand out, I needed to innovate’
NEWS BROKER DEALERS DEC 07, 2023
‘To stand out, I needed to innovate’

Katz moved beyond cold calls to cultivate relationships with influential figures like sports agents and estate attorneys, thus broadening his network significantly.

Planning ethos shaped by grandfather’s health crisis
RETIREMENT RETIREMENT PLANNING DEC 07, 2023
Planning ethos shaped by grandfather’s health crisis

'Once you enter the distribution phase of retirement, the strategy changes,' Troy Sharpe says. 'It's about understanding the impact of today's decisions on future security.'

Pontera raises another $60 million
RETIREMENT RETIREMENT PLANNING DEC 07, 2023
Pontera raises another $60 million

Latest funding round for fintech platform allowing advisors to manage clients’ held-away assets is led by Iconiq.