InvestmentNews

InvestmentNews
Displaying 3990 results
April 13, 2020
DIGITAL ARCHIVE APR 13, 2020
April 13, 2020

Deadly virus shows advisers need their own backup plan
NEWS OPINION APR 13, 2020
Deadly virus shows advisers need their own backup plan

When a partner in an advisory firm dies without a plan, it can wreak havoc on the business for years to come

3 Questions: Inside a Best Places advisory firm
NEWS INDUSTRY NEWS APR 11, 2020
3 Questions: Inside a Best Places advisory firm

Nominate individuals and firms for D&I awards
YOUR PRACTICE PRACTICE MANAGEMENT APR 10, 2020
Nominate individuals and firms for D&I awards

InvestmentNews is only accepting Excellence in Diversity & Inclusion Awards submissions through May 15, so go online now to highlight an outstanding firm or individual

3 Questions: Regulatory deadlines with Karen Barr
NEWS REGULATION AND LEGISLATION APR 10, 2020
3 Questions: Regulatory deadlines with Karen Barr

The CEO of the Investment Adviser Association discusses how hard it will be for advisers to meet Form CRS requirements by June 30

IRS extends more tax deadlines
RETIREMENT RETIREMENT PLANNING APR 10, 2020
IRS extends more tax deadlines

The additional postponements cover trusts, estates and corporations, as well as individuals

Finra panel awards $10.5 million to New York firm and its CEO
NEWS REGULATION AND LEGISLATION APR 09, 2020
Finra panel awards $10.5 million to New York firm and its CEO

Wunderlich Securities to pay Dominick & Dickerman over 2015 deal

Morgan Stanley’s Gorman: I recovered from COVID-19
NEWS WIREHOUSES APR 09, 2020
Morgan Stanley’s Gorman: I recovered from COVID-19

The CEO tells employees in a video that he isolated himself at home

3 suits against JPMorgan Chase’s 401(k) plan are joined
RETIREMENT RETIREMENT PLANNING APR 09, 2020
3 suits against JPMorgan Chase’s 401(k) plan are joined

The suits allege fiduciaries failed to secure lower fees for plan participants

3 Questions: Michael Kitces on adviser fintech today
YOUR PRACTICE FINTECH APR 09, 2020
3 Questions: Michael Kitces on adviser fintech today

Buckingham Wealth Partners' head of planning strategy talks about whether technology is supporting advisers amid the new normal of COVID-19