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Russell’s wish list for DC plans
RETIREMENT RETIREMENT PLANNING JAN 13, 2020
Russell’s wish list for DC plans

Improving 401(k)s is likely to make them look more like defined-benefit plans, according to Russell

Rick Suarez to head $7.5 billion Clarfeld/Citizens Private Wealth
NEWS BROKER DEALERS JAN 13, 2020
Rick Suarez to head $7.5 billion Clarfeld/Citizens Private Wealth

Suarez succeeds firm founder Rob Clarfeld, who becomes executive chairman

Managing 401(k) fees remains top plan sponsor concern
RETIREMENT RETIREMENT PLANNING JAN 13, 2020
Managing 401(k) fees remains top plan sponsor concern

Callan survey suggests plan sponsors should consider indirect revenues in fee reviews

Will Finra’s rogue broker rule go far enough?
NEWS OPINION JAN 13, 2020
Will Finra’s rogue broker rule go far enough?

The problem won’t go away if it’s regarded solely as an issue for smaller firms

Outlook on ETFs
INVESTING MUTUAL FUNDS JAN 13, 2020
Outlook on ETFs

A weekly video produced by InvestmentNews on U.S. investing trends

Wells Fargo team with $800 million moves to Raymond James
NEWS BROKER DEALERS JAN 10, 2020
Wells Fargo team with $800 million moves to Raymond James

Daniel Kaschmitter and William Gelegotis are joining the employee unit in Salt Lake City

Mercer acquires $140 million RIA CCP
NEWS RIAS JAN 09, 2020
Mercer acquires $140 million RIA CCP

The staff of CCP will join an existing Mercer office in Chicago

Fidelity will offer HSAs on its brokerage, RIA platforms
NEWS INDUSTRY NEWS JAN 09, 2020
Fidelity will offer HSAs on its brokerage, RIA platforms

The company’s $5.4 billion health savings account will be open to clearing and custody customers

SEC charges barred ‘adviser’ with fraud
NEWS REGULATION AND LEGISLATION JAN 08, 2020
SEC charges barred ‘adviser’ with fraud

Thomas Renison, who was barred by the SEC in 2014, raised $6 million in scam

Nationwide offers app helping consumers deal with debt
YOUR PRACTICE FINTECH JAN 08, 2020
Nationwide offers app helping consumers deal with debt

‘Owe is me,’ according to Nationwide survey, which shows almost half of Americans are stressed by debt