Kansas-based RIA expands into Washington, D.C., metro area
Instead of paying her boss's bills, Julie Ann Mineard kept $24,000 of his money.
Father-daughter duo, James Alioto and Florence Alioto-Prospero, based in Waukesha, Wis.
Merrill Robertson Jr., whose 2017 verdict was vacated, found guilty a second time.
Lance Armstrong was no-show at hearing looking into allegations
Edelman Financial Engines sells its Kentucky-based broker-dealer unit.
Homer Smith and Dave Stuehling create Konvergent Wealth Partners in Seattle.
Vic Howie, Paige Passerallo and staff move to employee unit in Charlotte, N.C.
Four-adviser group in Nashville, Tenn., will use Independent Advisor Alliance as OSJ.
Philip Sparacino, a hearing no-show, had licensed revoked by New Jersey regulators.
